0001671864-16-000001.txt : 20161019 0001671864-16-000001.hdr.sgml : 20161019 20161019171904 ACCESSION NUMBER: 0001671864-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161019 DATE AS OF CHANGE: 20161019 EFFECTIVENESS DATE: 20161019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM Upstream LLC CENTRAL INDEX KEY: 0001671864 IRS NUMBER: 454685284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-272881 FILM NUMBER: 161943075 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE, SUITE 800 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: (650) 854-6000 MAIL ADDRESS: STREET 1: 950 TOWER LANE, SUITE 800 CITY: FOSTER CITY STATE: CA ZIP: 94404 D 1 primary_doc.xml X0707 D LIVE 0001671864 AIM Upstream LLC 950 TOWER LANE, SUITE 800 FOSTER CITY CA CALIFORNIA 94404 (650) 854-6000 DELAWARE None None Limited Liability Company true 2012 N/A AIM Universal Holdings, LLC 950 Tower Lane, Suite 800 Foster City CA CALIFORNIA 94404 Director Manager of the Issuer Robert B. Hellman, Jr. 950 Tower Lane, Suite 800 Foster City CA CALIFORNIA 94404 Director Managing Member of the Manager of the Issuer Matthew P. Carbone 950 Tower Lane, Suite 800 Foster City CA CALIFORNIA 94404 Director Managing Member of the Manager of the Issuer Judy Bornstein 950 Tower Lane, Suite 800 Foster City CA CALIFORNIA 94404 Director Managing Member of the Manager of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2012-04-30 false true false 0 28875000 28875000 0 false 138 0 0 0 false AIM Upstream LLC /s/ Robert B. Hellman, Jr. Robert B. Hellman, Jr. Managing Member of the Manager of the Issuer 2016-10-19