0001671485-16-000001.txt : 20160422 0001671485-16-000001.hdr.sgml : 20160422 20160422151820 ACCESSION NUMBER: 0001671485-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 EFFECTIVENESS DATE: 20160422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rise Asset Management, LLC CENTRAL INDEX KEY: 0001671485 IRS NUMBER: 473961810 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-261889 FILM NUMBER: 161586524 BUSINESS ADDRESS: STREET 1: 325 N. ST. PAUL ST. CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 9288539683 MAIL ADDRESS: STREET 1: 325 N. ST. PAUL ST. CITY: DALLAS STATE: TX ZIP: 75201 D 1 primary_doc.xml X0707 D LIVE 0001671485 Rise Asset Management, LLC 325 N. St. Paul St. Suite 3100 Dallas TX TEXAS 75201 9288539683 TEXAS None None Limited Liability Company true 2015 Stephen J Mora 325 N. St. Paul St. Suite 3100 Dallas TX TEXAS 75201 Executive Officer Chief Investment Officer, Rise Asset Management, LLC (Manager) Electric Utilities No Revenues 06c false 2015-12-30 true true false 25000 25000000 775000 24225000 false 5 0 true 0 true 375000 true Calculated using maximum offering and Rise Asset Management (Manager) annual management fee of 1.5% AUM. false Rise Asset Management, LLC Stephen J Mora Stephen J Mora CIO 2016-04-22