0001671464-16-000001.txt : 20160407 0001671464-16-000001.hdr.sgml : 20160407 20160407150420 ACCESSION NUMBER: 0001671464-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160407 DATE AS OF CHANGE: 20160407 EFFECTIVENESS DATE: 20160407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caltius Partners V (SBIC), LP CENTRAL INDEX KEY: 0001671464 IRS NUMBER: 474077274 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-260857 FILM NUMBER: 161559836 BUSINESS ADDRESS: STREET 1: 11766 WILSHIRE BOULEVARD, SUITE 850 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: (310) 996-9566 MAIL ADDRESS: STREET 1: 11766 WILSHIRE BOULEVARD, SUITE 850 CITY: LOS ANGELES STATE: CA ZIP: 90025 D 1 primary_doc.xml X0707 D LIVE 0001671464 Caltius Partners V (SBIC), LP 11766 WILSHIRE BOULEVARD, SUITE 850 LOS ANGELES CA CALIFORNIA 90025 (310) 996-9566 DELAWARE None None Limited Partnership true 2016 James B. Upchurch 11766 Wilshire Boulevard, Suite 850 Los Angeles CA CALIFORNIA 90025 Executive Officer Executive officer of the general partner of the general partner of the Issuer. Gregory J. Howorth 11766 Wilshire Boulevard, Suite 850 Los Angeles CA CALIFORNIA 90025 Executive Officer Michael A. Kane 11766 Wilshire Boulevard, Suite 850 Los Angeles CA CALIFORNIA 90025 Executive Officer Alisa G. Frederick 3228 11th Street Boulder CO COLORADO 80304 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false true false true true false 0 FBR Capital Markets & Co. 25027 None None 1300 N 17th Street, Suite 1400 Arlington VA VIRGINIA 22209 All States false 75000000 0 75000000 The GP of the Issuer reserves the right to offer a greater or lesser amount of interests as may be set forth in the Issuer's offering materials. false 0 0 true 0 true 0 true The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. false Caltius Partners V (SBIC), LP James B. Upchurch James B. Upchurch Managing Member, UGPM V (SBIC), LLC 2016-04-04