0001144204-16-089121.txt : 20160321 0001144204-16-089121.hdr.sgml : 20160321 20160321130533 ACCESSION NUMBER: 0001144204-16-089121 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160321 DATE AS OF CHANGE: 20160321 EFFECTIVENESS DATE: 20160321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RK Opportunity Fund IV, LLC CENTRAL INDEX KEY: 0001669887 IRS NUMBER: 811033390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-259653 FILM NUMBER: 161518255 BUSINESS ADDRESS: STREET 1: 3737 EAST BROADWAY CITY: LONG BEACH STATE: CA ZIP: 90803 BUSINESS PHONE: 5622401040 MAIL ADDRESS: STREET 1: 3737 EAST BROADWAY CITY: LONG BEACH STATE: CA ZIP: 90803 D 1 primary_doc.xml X0707 D LIVE 0001669887 RK Opportunity Fund IV, LLC 3737 EAST BROADWAY LONG BEACH CA CALIFORNIA 90803 5622401040 DELAWARE None None Limited Liability Company true 2016 William Rance King, Jr. 3737 EAST BROADWAY LONG BEACH CA CALIFORNIA 90803 Executive Officer Promoter NONE Rance King Properties Inc. 3737 EAST BROADWAY LONG BEACH CA CALIFORNIA 90803 Promoter Commercial $1,000,001 - $5,000,000 06b false true true true false 50000 Rance King Securities Corporation 15737 None None 3737 EAST BROADWAY NONE LONG BEACH CA CALIFORNIA 90803 CA CALIFORNIA false Colorado Financial Service Corporation 104343 None None 304 INVERNESS WAY SOUTH NONE CENTENNIAL CO COLORADO 80112 CO COLORADO false Courtlandt Securities Corporation 137356 None None 3991 MACARTHUR BLVD. SUITE 10 NEW PORT BEACH CA CALIFORNIA 92660 CA CALIFORNIA false Concorde Investment Services, LLC 151604 None None 1120 E. LONG LAKE ROAD SUITE 100 TROY MI MICHIGAN 48085 MI MICHIGAN false Crown Capital Securities LP 6312 None None 725 TOWN & COUNTRY NONE ORANGE CA CALIFORNIA 92868 CA CALIFORNIA false Heritage Financial Systems, Inc. 133019 None None 5 GREAT VALLEY PARKWAY NONE MALVERN PA PENNSYLVANIA 19355 PA PENNSYLVANIA false Independent Financial Group 7717 None None 12636 HIGH BLUFF DRIVE SUITE 100 SAN DIEGO CA CALIFORNIA 92130 CA CALIFORNIA false Morris Financial, Inc. 18561 None None 8292 DARSY DRIVE NONE HUNTINGTON BEACH CA CALIFORNIA 92647 CA CALIFORNIA false Newport Coast Securities, Inc. 16944 None None 18872 MACARTHUR BLVD. SUITE 100 NEWPORT BEACH CA CALIFORNIA 92612 CA CALIFORNIA false Oak Tree Securities, Inc. 18126 None None 1840 HOLME STREET NONE LIVERMORE CA CALIFORNIA 94551 CA CALIFORNIA false Sammons Securities Company, LLC 115368 None None 4261 PARK ROAD NONE ANN ARBOR MI MICHIGAN 48103 MI MICHIGAN false Sigma Financial Corporation 14303 None None 4261 PARK ROAD NONE ANN ARBOR MI MICHIGAN 48103 MI MICHIGAN false Whitehall-Parker Securities, Inc. 10608 None None 477 PACIFIC AVENUE NONE SAN FRANCISCO CA CALIFORNIA 94133 CA CALIFORNIA false McDermott Investment Services 154926 None None 26 WEST BROAD STREET NONE BETHLEHEM PA PENNSYLVANIA 18108 PA PENNSYLVANIA false Strategic Financial Alliance, Inc. 126514 None None 2200 CENTURY PARKWAY SUITE 500 ATLANTA GA GEORGIA 30345 CA CALIFORNIA GA GEORGIA false Willbanks Securities 40673 None None 4334 NW EXPRESSWAY NONE OKLAHOMA CITY OK OKLAHOMA 73166 OK OKLAHOMA false Lightpath Capital 34617 None None 1453 THIRD STREET PROMENADE SUITE 315 LOS ANGELES CA CALIFORNIA 90401 CA CALIFORNIA false Sandlapper Securities, LLC. 137906 None None 800 E. NORTH STREET NONE GREENVILLE SC SOUTH CAROLINA 29601 SC SOUTH CAROLINA false 100000000 0 100000000 false 0 6000000 6000000 This is the amount if the maximum offering of $100,000,000 is sold. 7000000 true Assumes maximum offering of $100,000,000 is raised and approximately 6 properties are acquired. false RK Opportunity Fund IV, LLC /s/ David M. Griffith David M. Griffith General Counsel 2016-03-21