0001669243-16-000003.txt : 20160510 0001669243-16-000003.hdr.sgml : 20160510 20160510124005 ACCESSION NUMBER: 0001669243-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 EFFECTIVENESS DATE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UPH Holdings, LLC CENTRAL INDEX KEY: 0001669243 IRS NUMBER: 811335264 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-259469 FILM NUMBER: 161634684 BUSINESS ADDRESS: STREET 1: 150 EAST BROAD STREET STREET 2: 8TH FLOOR CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-883-1073 MAIL ADDRESS: STREET 1: 150 EAST BROAD STREET STREET 2: 8TH FLOOR CITY: COLUMBUS STATE: OH ZIP: 43215 D/A 1 primary_doc.xml X0707 D/A LIVE 0001669243 UPH Holdings, LLC 150 EAST BROAD STREET 8TH FLOOR COLUMBUS OH OHIO 43215 614-883-1073 OHIO None None Limited Liability Company true 2014 David E. Kass 150 East Broad Street - 8th Floor Columbus OH OHIO 43215 Director Identified persons exercise control of the Manager of the Issuer. Mark G. Laport 11410 Common Oaks Drive Raleigh NC NORTH CAROLINA 27614 Director Identified persons exercise control of the Manager of the Issuer. Richard L. Branca 11410 Common Oaks Drive Raleigh NC NORTH CAROLINA 27614 Director Identified persons exercise control of the Manger of the Issuer. Commercial Decline to Disclose 06b true 0001669243-16-000002 2016-03-03 false true false 25000 Houlihan Capital, LLC 156028 None None 500 West Madison Street Suite 2600 Chicago IL ILLINOIS 60661 CA CALIFORNIA FL FLORIDA IL ILLINOIS IN INDIANA OH OHIO TX TEXAS false FundAmerica Securities 156214 None None 3455 Peachtree Road NE - 5th Floor Atlanta GA GEORGIA 30326 CT CONNECTICUT DE DELAWARE GA GEORGIA MD MARYLAND NV NEVADA NY NEW YORK false 7002000 7002000 0 false 93 280800 0 This amount was paid to the Placement Agent, Houlihan Capital, LLC. 1242000 Approximately $1,242,000 of proceeds were distributed by Issuer to members of the Issuer, as a return of a portion of such members' invested capital in Issuer. Persons identified in Item 3 are part owners of such members. false UPH Holdings, LLC /s/ Julie L. Richter Julie L. Richter Vice President 2016-05-10