0001667521-18-000002.txt : 20180406 0001667521-18-000002.hdr.sgml : 20180406 20180406152127 ACCESSION NUMBER: 0001667521-18-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180406 DATE AS OF CHANGE: 20180406 EFFECTIVENESS DATE: 20180406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waveland Resource Partners IV, LP CENTRAL INDEX KEY: 0001667521 IRS NUMBER: 811049671 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-257993 FILM NUMBER: 18743038 BUSINESS ADDRESS: STREET 1: 19800 MACARTHUR BLVD. STREET 2: SUITE 650 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-706-5000 MAIL ADDRESS: STREET 1: 19800 MACARTHUR BLVD. STREET 2: SUITE 650 CITY: IRVINE STATE: CA ZIP: 92612 D/A 1 primary_doc.xml X0708 D/A LIVE 0001667521 Waveland Resource Partners IV, LP 19800 MACARTHUR BLVD. SUITE 650 IRVINE CA CALIFORNIA 92612 949-706-5000 DELAWARE None None Limited Partnership true 2015 Michael J Greer 19800 MacArthur Blvd. Suite 650 Irvine CA CALIFORNIA 92612 Executive Officer Promoter CEO of Waveland Energy Partners LLC, Manager of Waveland Resources LLC, the Managing General Partner of the Issuer Vickie J Greer 19800 MacArthur Blvd. Suite 650 Irvine CA CALIFORNIA 92612 Executive Officer Promoter COO of Waveland Energy Partners LLC, Manager of Waveland Resources LLC, the Managing General Partner of the Issuer Scott Dinh 19800 MacArthur Blvd. Suite 650 Irvine CA CALIFORNIA 92612 Executive Officer Controller of Waveland Energy Partners LLC, Manager of Waveland Resources LLC, the Managing General Partner of the Issuer Sam Irvani 19800 MacArthur Blvd. Suite 650 Irvine CA CALIFORNIA 92612 Executive Officer EVP of Waveland Energy Partners LLC, Manager of Waveland Resources LLC, the Managing General Partner of the Issuer N/A Waveland Resources, LLC 19800 MacArthur Blvd. Suite 650 Irvine CA CALIFORNIA 92612 Executive Officer Promoter Managing General Partner of the Issuer Oil and Gas Decline to Disclose 06b true 0001667521-16-000001 2016-04-30 false true false 25000 Waveland Capital Partners LLC 40054 None None 19800 MacArthur Blvd. Suite 650 Irvine CA CALIFORNIA 92612 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA IA IOWA MA MASSACHUSETTS MN MINNESOTA NV NEVADA TN TENNESSEE TX TEXAS false Arete Wealth Management LLC 44856 None None 1101 W. Lake Street 1st Floor Chicago IL ILLINOIS 60607 AZ ARIZONA AR ARKANSAS CA CALIFORNIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY LA LOUISIANA MD MARYLAND MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OK OKLAHOMA OR OREGON TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false Ausdal Financial 7995 None None 5187 Utica Ridge Road Davenport IA IOWA 52807 AZ ARIZONA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY MO MISSOURI false Berthal Fisher Company & Financial 13609 None None 4201 42nd Street NE Suite 100 Cedar Rapids IA IOWA 52402 CA CALIFORNIA FL FLORIDA PA PENNSYLVANIA WY WYOMING false Cambridge Investment Research, Inc. 39543 None None 1775 Pleasant Plain Road Fairfield IA IOWA 52556 CA CALIFORNIA FL FLORIDA IA IOWA ME MAINE MI MICHIGAN NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA false Centaurus Financial, Inc. 30833 None None 2800 E. Katella Avenue Suite 200 Anaheim CA CALIFORNIA 92806 AZ ARIZONA CA CALIFORNIA FL FLORIDA GA GEORGIA IA IOWA MI MICHIGAN MN MINNESOTA SD SOUTH DAKOTA false Chapin Davis Asset Management 28116 None None 1411 Clarkview Road Baltimore MD MARYLAND 21209 CA CALIFORNIA FL FLORIDA NY NEW YORK false Chauner Securities 10075 None None 666 Dundee Road Northbrook IL ILLINOIS 60062 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NH NEW HAMPSHIRE NC NORTH CAROLINA PA PENNSYLVANIA false Concorde Investment Services, LLC 151604 None None 19500 Victor Parkway Suite 550 Livonia MI MICHIGAN 48152 AZ ARIZONA AR ARKANSAS CA CALIFORNIA FL FLORIDA IL ILLINOIS IA IOWA MN MINNESOTA NV NEVADA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS false David A. Noyes & Company 205 None None 209 South La Salle Street 12th Floor Chicago IL ILLINOIS 60604 IL ILLINOIS IN INDIANA false Heritage Wealth Management, Inc. 159158 None None 75 Second Avenue Suite 605 Needham MA MASSACHUSETTS 02494 AZ ARIZONA CA CALIFORNIA IL ILLINOIS false Independent Financial Group, LLC 7717 None None 12671 High Bluff Drive Suite 200 San Diego CA CALIFORNIA 92130 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA MA MASSACHUSETTS MT MONTANA NY NEW YORK OH OHIO OK OKLAHOMA SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WY WYOMING false Kalos Capital, Inc. 44337 None None 11525 Park Woods Circle Suite 280 Alpharetta GA GEORGIA 30005 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA KY KENTUCKY MD MARYLAND MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Legacy Wealth Management, LLC 174767 None None 13965 West Chinden Blvd Boise ID IDAHO 83713 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS KY KENTUCKY NJ NEW JERSEY NY NEW YORK OK OKLAHOMA OR OREGON TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false Ni Advisors 134502 None None 1138 Cadillac Court Milpitas CA CALIFORNIA 95035 CA CALIFORNIA false ProEquities, Inc. 15708 None None 2801 Highway 280 South Birmingham AL ALABAMA 35223 AL ALABAMA CA CALIFORNIA IL ILLINOIS MS MISSISSIPPI MO MISSOURI NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA false Sandlapper Securities, LLC 137906 None None 800 E. North Street 2nd Floor Greenville SC SOUTH CAROLINA 29601 MN MINNESOTA ND NORTH DAKOTA SD SOUTH DAKOTA WI WISCONSIN false Silverhawk Asset Management, LLC 167798 None None 21090 North Pima Road Scottsdale AZ ARIZONA 85255 AZ ARIZONA ID IDAHO IN INDIANA false The Strategic Financial Alliance, Inc. 126514 None None 2200 Century Parkway Suite 500 Atlanta GA GEORGIA 30345 CA CALIFORNIA FL FLORIDA NY NEW YORK NC NORTH CAROLINA SC SOUTH CAROLINA VT VERMONT VA VIRGINIA false 1st Global Capital Corp. 30349 None None 12570 Merit Drive Suite 1200 Dallas TX TEXAS 75251 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MI MICHIGAN NC NORTH CAROLINA SC SOUTH CAROLINA WI WISCONSIN false HBA Advisors, LLC 152050 None None 100 E. Corson Street Suite 310 Pasadena CA CALIFORNIA 91103 CA CALIFORNIA false 78750000 78750000 0 Issuer may increase the maximum offering amount to $75,000,000 in the sole discretion of the Managing General Partner, and increase such expanded maximum offering in an amount up to $3,750,000 (or $78,750,000) for over-subscriptions in the offering. false 1023 7875000 true 0 Based on 7% sales commissions and 3% managing dealer fee (assuming expanded maximum offering proceeds of $78,750,000). 0 Waveland Resources LLC the MGP of the issuer, is entitled to a mgmt fee, a carried interest and administrative fees, in addition to certain fees that may be earned by an affiliate of the MGP related to potential sales and/or assignments to the issuer. false Waveland Resource Partners IV, LP Vickie J. Greer Vickie J. Greer COO of Waveland Energy Partners LLC, Manager of Waveland Res 2018-04-06