0001666761-16-000002.txt : 20160310 0001666761-16-000002.hdr.sgml : 20160310 20160310142835 ACCESSION NUMBER: 0001666761-16-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 EFFECTIVENESS DATE: 20160310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEXPHASE CAPITAL FUND III-A, LP CENTRAL INDEX KEY: 0001666761 IRS NUMBER: 811267270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-259017 FILM NUMBER: 161497357 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 878-6000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001666761 NEXPHASE CAPITAL FUND III-A, LP 399 PARK AVENUE, 6TH FLOOR NEW YORK NY NEW YORK 10022 (212) 878-6000 DELAWARE None None Limited Partnership true 2016 KURT LARSEN 399 PARK AVENUE, 6TH FLOOR NEW YORK NY NEW YORK 10022 Executive Officer Promoter TED YUN 399 PARK AVENUE, 6TH FLOOR NEW YORK NY NEW YORK 10022 Executive Officer Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true true false 0 FORUM CAPITAL SECURITIES, L.L.C. 113855 None None 140 EAST 45TH STREET 40TH FLOOR NEW YORK NY NEW YORK 10017 All States false MOELIS & COMPANY LLC 145115 None None 399 PARK AVENUE, 5TH FLOOR NEW YORK NY NEW YORK 10022 All States false 500000000 0 500000000 The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. The total offering amount is distributed between the Issuer and its related parallel funds. false 0 0 true 0 true Such fees, if any, will only be paid upon the sale of interests to certain investors and such amounts will not be finalized until the final closing of the offering. 0 true The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials. false NEXPHASE CAPITAL FUND III-A, LP /S/ TED YUN TED YUN MANAGING PARTNER OF THE GP OF THE GP OF THE ISSUER 2016-02-09