0001171520-18-000467.txt : 20181019 0001171520-18-000467.hdr.sgml : 20181019 20181019132904 ACCESSION NUMBER: 0001171520-18-000467 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20181019 DATE AS OF CHANGE: 20181019 EFFECTIVENESS DATE: 20181019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: King Penguin Opportunity Fund III CENTRAL INDEX KEY: 0001666608 IRS NUMBER: 474158758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-257503 FILM NUMBER: 181130017 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-612-3065 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 D/A 1 primary_doc.xml X0708 D/A LIVE 0001666608 King Penguin Opportunity Fund III 1140 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK NY NEW YORK 10036 212-612-3065 DELAWARE None None Limited Liability Company true 2014 Michael Mikelic 1140 Avenue of the Americas, 9th Floor New York NY NEW YORK 10036 Director Edward Rivadeneira 1140 Avenue of the Americas, 9th Floor New York NY NEW YORK 10036 Director Commercial $5,000,001 - $25,000,000 06b true 0001666608-16-000002 2015-11-20 false true false 25000 Edward Rivadeneira 1662734 Martel Capital LLC 159049 7 TIMES SQUARE TOWERS 37TH FLOOR NEW YORK NY NEW YORK 10036 All States false Michael Mikelic 3009759 WealthForge Securities, LLC 152550 1140 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK NY NEW YORK 10036 All States false 100000000 17549170 82450830 false 30 0 509263 true 0 true King Penguin Opportunity Fund III Mark E. Ruddy /s/ Mark E. Ruddy Attorney-in-Fact 2018-10-19