0001546927-16-000443.txt : 20160301 0001546927-16-000443.hdr.sgml : 20160301 20160301131546 ACCESSION NUMBER: 0001546927-16-000443 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 EFFECTIVENESS DATE: 20160301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DGM AEX Strategy LLC CENTRAL INDEX KEY: 0001666263 IRS NUMBER: 475139668 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-258336 FILM NUMBER: 161472403 BUSINESS ADDRESS: STREET 1: 75 STATE STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-933-4500 MAIL ADDRESS: STREET 1: 75 STATE STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 D 1 primary_doc.xml X0707 D LIVE 0001666263 DGM AEX Strategy LLC 75 STATE STREET 31ST FLOOR BOSTON MA MASSACHUSETTS 02109 617-933-4500 DELAWARE None None Limited Liability Company true 2015 - - P/E Global LLC 75 State Street 31st Floor Boston MA MASSACHUSETTS 02109 Promoter Issuer's General Manager and Adviser Warren S. Naphtal 75 State Street 31st Floor Boston MA MASSACHUSETTS 02109 Executive Officer Director Promoter President of Issuer's General Manager and Adviser Mary S. Naphtal 75 State Street 31st Floor Boston MA MASSACHUSETTS 02109 Executive Officer Director Promoter Chief Operating Officer of Issuer's General Manager and Adviser Pooled Investment Fund Hedge Fund false Decline to Disclose 06b false 2015-12-18 true true false 1000000 Indefinite 1250000 Indefinite false 5 0 0 0 Certain persons named in Item 3 or affiliates may receive payments deemed to be made from the proceeds of the offering, including management fees and/or performance allocations. The amount of such fees/allocations cannot be estimated at this time. true DGM AEX Strategy LLC Warren S. Naphtal Warren S. Naphtal President of the General Manager of the Issuer 2016-03-01