0001665360-16-000001.txt : 20160204 0001665360-16-000001.hdr.sgml : 20160204 20160204123739 ACCESSION NUMBER: 0001665360-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160204 DATE AS OF CHANGE: 20160204 EFFECTIVENESS DATE: 20160204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SVOBODA CAPITAL FUND IV, L.P. CENTRAL INDEX KEY: 0001665360 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-256718 FILM NUMBER: 161387609 BUSINESS ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET, SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 267-8750 MAIL ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET, SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 D 1 primary_doc.xml X0707 D LIVE 0001665360 SVOBODA CAPITAL FUND IV, L.P. ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 (312) 267-8750 DELAWARE None None Limited Partnership true 2016 JOHN A. SVOBODA ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter ANDREW B. ALBERT ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter THOMAS G. BROOKER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter RICHARD J. HARPSTER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter JEFFREY S. PIPER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true false true true false 0 EQUUS FINANCIAL CONSULTING LLC 131449 None None 78 PINE STREET, SUITE 101 NEW CANAAN CT CONNECTICUT 06840 All States false 150000000 0 150000000 The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. false 0 0 0 Such fees, if any, will only be paid upon the sale of interests to certain investors. 0 true The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully disclosed in the Issuer's confidential offering materials. false SVOBODA CAPITAL FUND IV, L.P. /S/ JOHN A. SVOBODA JOHN A. SVOBODA MANAGER OF THE GEN. PARTNER OF GEN. PARTNER OF THE ISSUER 2016-02-04