0000899140-17-000321.txt : 20170315 0000899140-17-000321.hdr.sgml : 20170315 20170315105103 ACCESSION NUMBER: 0000899140-17-000321 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 EFFECTIVENESS DATE: 20170315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Core Plus Fund, LLC CENTRAL INDEX KEY: 0001665187 IRS NUMBER: 473809007 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-259431 FILM NUMBER: 17690160 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-576-1270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0707 D/A LIVE 0001665187 Guggenheim Core Plus Fund, LLC 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 310-576-1270 DELAWARE None None Limited Liability Company true 2015 B. Scott Minerd 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Advisor of the Issuer. Anne Walsh 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Ms. Walsh is Assistant Chief Investment Officer - Fixed Income and Senior Managing Director of the Manager of the Issuer. James Michal 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Michal is Portfolio Manager and Managing Director of the Investment Advisor of the Issuer. Steven Brown 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Brown is a Director of the Investment Advisor of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-16-001295 2016-03-07 true true true false 0 Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 62000000 Indefinite false 4 67500 true 0 0 false Guggenheim Core Plus Fund, LLC Robert Jee Robert Jee CCO 2017-03-15