0000899140-16-001366.txt : 20160414 0000899140-16-001366.hdr.sgml : 20160414 20160413220011 ACCESSION NUMBER: 0000899140-16-001366 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160414 DATE AS OF CHANGE: 20160413 EFFECTIVENESS DATE: 20160414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Core Plus Fund, Ltd. CENTRAL INDEX KEY: 0001665174 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-261297 FILM NUMBER: 161570332 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-576-1270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 D 1 primary_doc.xml X0707 D LIVE 0001665174 Guggenheim Core Plus Fund, Ltd. 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 310-576-1270 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2015 B. Scott Minerd 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Advisor of the Issuer. Anne Walsh 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Ms. Walsh is Assistant Chief Investment Officer - Fixed Income and Senior Managing Director of the Investment Advisor of the Issuer. James Michal 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Michal is Portfolio Manager and Managing Director of the Investment Advisor of the Issuer. Steven Brown 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Brown is a Director of the Investment Advisor of the Issuer. William Shaw Maples Fiduciary Services Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Christopher J. LeBeau Maples Fiduciary Services Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2016-04-01 true true true false 100000 Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 13000000 Indefinite false 1 13650 true 0 0 false Guggenheim Core Plus Fund, Ltd. Kevin Robinson Kevin Robinson Senior Managing Director 2016-04-13