0001144204-16-140123.txt : 20161219 0001144204-16-140123.hdr.sgml : 20161219 20161219063240 ACCESSION NUMBER: 0001144204-16-140123 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161219 DATE AS OF CHANGE: 20161219 EFFECTIVENESS DATE: 20161219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EAM Emerging Markets Small Cap Fund, LP CENTRAL INDEX KEY: 0001662835 IRS NUMBER: 364817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-254665 FILM NUMBER: 162057759 BUSINESS ADDRESS: STREET 1: 2533 SOUTH COAST HIGHWAY 101 STREET 2: SUITE 240 CITY: CARDIFF STATE: CA ZIP: 92007 BUSINESS PHONE: (760) 479-5080 MAIL ADDRESS: STREET 1: 2533 SOUTH COAST HIGHWAY 101 STREET 2: SUITE 240 CITY: CARDIFF STATE: CA ZIP: 92007 D/A 1 primary_doc.xml X0707 D/A LIVE 0001662835 EAM Emerging Markets Small Cap Fund, LP 2533 SOUTH COAST HIGHWAY 101 SUITE 240 CARDIFF CA CALIFORNIA 92007 (760) 479-5080 DELAWARE None None Limited Partnership true 2015 LLC EAM Global Investors 2533 South Coast Highway 101 Suite 240 Cardiff CA CALIFORNIA 92007 Executive Officer General Partner of the Issuer LLC EAM Investors 2533 South Coast Highway 101 Suite 240 Cardiff CA CALIFORNIA 92007 Executive Officer Managing Member of the Issuer's General Partner Travis T. Prentice 2533 South Coast Highway 101 Suite 240 Cardiff CA CALIFORNIA 92007 Executive Officer Director CIO, CEO and Managing Director of the Manager of the General Partner of the Issuer Derek J. Gaertner 2533 South Coast Highway 101 Suite 240 Cardiff CA CALIFORNIA 92007 Executive Officer COO of the Manager of the General Partner of the Issuer Frank P. Hurst 2533 South Coast Highway 101 Suite 240 Cardiff CA CALIFORNIA 92007 Executive Officer Director President and Managing Director of the Manager of the General Partner of the Issuer Montie L. Weisenberger 2533 South Coast Highway 101 Suite 240 Cardiff CA CALIFORNIA 92007 Executive Officer Director Vice President and Managing Director of the Manager of the General Partner of the Issuer Byron Roth 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 Director Managing Director of the Manager of the General Partner of the Issuer Gordon Roth 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 Director Managing Director of the Manager of the General Partner of the Issuer n/a L. WHV Investments, Inc. 301 Battery Street Suite 400 San Francisco CA CALIFORNIA 94111 Promoter n/a Pacific Current Group Ltd. 1301 2nd Avenue Suite 1700 Seattle WA WASHINGTON 98101 Promoter Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001144204-16-074404 2015-12-04 true true false 0 Indefinite 103450000 Indefinite false 3 0 0 0 true false EAM Emerging Markets Small Cap Fund, LP /s/ Derek Gaertner Derek Gaertner Chief Operating Officer of the issuer 2016-12-19