0001660108-15-000001.txt : 20151207 0001660108-15-000001.hdr.sgml : 20151207 20151207145107 ACCESSION NUMBER: 0001660108-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151207 DATE AS OF CHANGE: 20151207 EFFECTIVENESS DATE: 20151207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Financial REIT CENTRAL INDEX KEY: 0001660108 IRS NUMBER: 473117074 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-252536 FILM NUMBER: 151272428 BUSINESS ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: (203) 698-1200 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 D 1 primary_doc.xml X0707 D LIVE 0001660108 Ellington Financial REIT 53 FOREST AVENUE OLD GREENWICH CT CONNECTICUT 06870 (203) 698-1200 MARYLAND None None Other Real Estate Investment Trust true 2014 Laurence E. Penn 53 Forest Avenue Old Greenwich CT CONNECTICUT 06870 Executive Officer Director Trustee, Chief Executive Officer and President Michael W. Vranos 53 Forest Avenue Old Greenwich CT CONNECTICUT 06870 Executive Officer Co-Chief Investment Officer Mark Tecotzky 53 Forest Avenue Old Greenwich CT CONNECTICUT 06870 Executive Officer Co-Chief Investment Officer Lisa Mumford 53 Forest Avenue Old Greenwich CT CONNECTICUT 06870 Executive Officer Chief Financial Officer and Treasurer Daniel R. Margolis 53 Forest Avenue Old Greenwich CT CONNECTICUT 06870 Executive Officer General Counsel Jason S. Frank 53 Forest Avenue Old Greenwich CT CONNECTICUT 06870 Executive Officer Secretary REITS and Finance Decline to Disclose 06b false true false true false 1000 H & L Equities, LLC 113794 None None 1175 Peachtree Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Charles B. Harrison 3071551 H & L Equities, LLC 113794 1175 Peachtree Street, NE 100 Colony Square, Suite 100 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Scott Harrison 4981070 H & L Equities, LLC 113794 1175 Peachtree Street, NE 100 Colony Square, Suite 100 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Phyllis J. Beck 1020488 H & L Equities, LLC 113794 1175 Peachtree Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA TX TEXAS false Patrick J. Whelchel 5389090 H & L Equities, LLC 113794 1175 Peachtree Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA false Lori Mayfield 4899271 H & L Equities, LLC 113794 1175 Peachtree Street, NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA false 125000 0 125000 false 0 6250 true 0 0 false Ellington Financial REIT /s/ Jason S. Frank Jason S. Frank Secretary 2015-12-04