0001657883-18-000001.txt : 20180918 0001657883-18-000001.hdr.sgml : 20180918 20180918161950 ACCESSION NUMBER: 0001657883-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 EFFECTIVENESS DATE: 20180918 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Higher Moment Fund Ltd. CENTRAL INDEX KEY: 0001657883 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-255395 FILM NUMBER: 181075897 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATES SERVICES LIMITED STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: MAPLES CORPORATES SERVICES LIMITED STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Higher Moment Capital Opportunities Offshore Fund Ltd. DATE OF NAME CHANGE: 20151109 D/A 1 primary_doc.xml X0708 D/A LIVE 0001657883 Higher Moment Fund Ltd. MAPLES CORPORATES SERVICES LIMITED UGLAND HOUSE, SOUTH CHURCH STREET GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 345-949-8066 CAYMAN ISLANDS Higher Moment Capital Opportunities Offshore Fund Ltd. Other Cayman Islands Exempted Company true 2015 n/a Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Promoter Investment Manager Ravi Singh Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Executive Officer Sundar Subramaniam Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Executive Officer Mark Kuper Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Executive Officer Sabrina Foster MaplesFD Limited Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Martin Laufer MaplesFD Limited Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Gonzallo Jalles Harneys Fiduciary (Cayman) Limited Harbour Place, 103 S. Church St. Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001657883-17-000004 2015-11-01 true true false 0 Alternative Asset Investment Management Securities, LLC 135131 None None 10 Old Ivy Lane Suite 10 Englewood NJ NEW JERSEY 07631 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA WA WASHINGTON false Candlewood Securities, LLC 126042 Alan D. Glatt 1587515 555 Madison Avenue 20th Floor New York NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON false Indefinite 54225000 Indefinite false 24 493103 true 0 0 false Higher Moment Fund Ltd. Mark Kuper Mark Kuper COO and CCO of the Investment Manager 2018-09-18