0001546927-16-000480.txt : 20160407 0001546927-16-000480.hdr.sgml : 20160407 20160407151004 ACCESSION NUMBER: 0001546927-16-000480 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160407 DATE AS OF CHANGE: 20160407 EFFECTIVENESS DATE: 20160407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Higher Moment Capital Opportunities Offshore Fund Ltd. CENTRAL INDEX KEY: 0001657883 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-255395 FILM NUMBER: 161559852 BUSINESS ADDRESS: STREET 1: 1 MIFFLIN PLACE STREET 2: SUITE 200 CITY: CAMBRIDGE STATE: MA ZIP: 02138 BUSINESS PHONE: 617-250-8461 MAIL ADDRESS: STREET 1: 1 MIFFLIN PLACE STREET 2: SUITE 200 CITY: CAMBRIDGE STATE: MA ZIP: 02138 D/A 1 primary_doc.xml X0707 D/A LIVE 0001657883 Higher Moment Capital Opportunities Offshore Fund Ltd. ONE INTERNATIONAL PLACE 45TH FLOOR BOSTON MA MASSACHUSETTS 02110 617-250-8461 CAYMAN ISLANDS None None Corporation true 2015 - - Higher Moment Capital, LLC One International Place 45th Floor Boston MA MASSACHUSETTS 02110 Promoter Issuer's Investment Manager Sundar Subramaniam One International Place 45th Floor Boston MA MASSACHUSETTS 02110 Director Promoter Director of Issuer and Managing Member of Issuer's Investment Manager Ravi Singh One International Place 45th Floor Boston MA MASSACHUSETTS 02110 Promoter Managing Member of Issuer's Investment Manager Jalles Gonzallo Harbour Place 103 S. Church Street Grand Cayman E9 CAYMAN ISLANDS KY1-1002 Director Director of Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001546927-16-000323 2015-11-01 true true true false 0 ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC 135131 None None 260 WEST 36TH STREET, SUITE 502 NEW YORK NY NEW YORK 10018 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA WA WASHINGTON WY WYOMING false Chartwell Advisors, LLC 139725 None None 546 FIFTH AVENUE, FLOOR 6 NEW YORK NY NEW YORK 10036 NY NEW YORK false BHA SELECT NETWORK, LLC 168883 None None 230 CONGRESS STREET BOSTON MA MASSACHUSETTS 02110 MA MASSACHUSETTS false 4999900000 10300000 4989600000 false 8 0 0 0 true The Investment Manager will receive a monthly management fee based on the shares' net asset value. An affiliate of the Investment Manager may receive a performance allocation based on such net asset values. These amounts cannot be estimated at this time. true Higher Moment Capital Opportunities Offshore Fund Ltd. Sundar Subramaniam Sundar Subramaniam Director 2016-04-07