0001504296-18-000002.txt : 20180125 0001504296-18-000002.hdr.sgml : 20180125 20180125155848 ACCESSION NUMBER: 0001504296-18-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 EFFECTIVENESS DATE: 20180125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rootstock Partners LLC CENTRAL INDEX KEY: 0001657587 IRS NUMBER: 475329404 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-250672 FILM NUMBER: 18548254 BUSINESS ADDRESS: STREET 1: 10 EAST 53RD STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124843000 MAIL ADDRESS: STREET 1: 10 EAST 53RD STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0708 D/A LIVE 0001657587 Rootstock Partners LLC 10 EAST 53RD STREET 29TH FLOOR NEW YORK NY NEW YORK 10022 2124843000 DELAWARE None None Limited Liability Company true 2015 Optima Group Holdings LLC 10 East 53rd Street 29th Floor New York NY NEW YORK 10022 Promoter Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001502398-16-000007 2015-11-02 true true false 250000 Optima Securities LLC 168881 None None 10 East 53rd Street 29th Floor New York NY NEW YORK 10022 CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false Indefinite 20890000 Indefinite Item (b) represents the total amount outstanding as of the date of this filing in reliance on the Regulation D exemption. false 9 0 0 0 false Rootstock Partners LLC Geoffrey Manfred Lewis Geoffrey Manfred Lewis Chief Financial Officer of Managing Member 2018-01-25