0001656400-17-000002.txt : 20171205 0001656400-17-000002.hdr.sgml : 20171205 20171205172957 ACCESSION NUMBER: 0001656400-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 EFFECTIVENESS DATE: 20171205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Uptake Technologies, Inc. CENTRAL INDEX KEY: 0001656400 IRS NUMBER: 471427490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-300117 FILM NUMBER: 171240577 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO AVE., SUITE 775 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-765-7820 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVE., SUITE 775 CITY: CHICAGO STATE: IL ZIP: 60654 D 1 primary_doc.xml X0708 D LIVE 0001656400 Uptake Technologies, Inc. 600 WEST CHICAGO AVE., SUITE 620 CHICAGO IL ILLINOIS 60654 312-765-7820 DELAWARE None None Corporation true 2015 BRAD KEYWELL 600 WEST CHICAGO AVE., SUITE 620 CHICAGO IL ILLINOIS 60654 Executive Officer Director ERIC LEFKOFSKY 600 WEST CHICAGO AVE., SUITE 620 CHICAGO IL ILLINOIS 60654 Director RAYMOND LANE 600 WEST CHICAGO AVE., SUITE 620 CHICAGO IL ILLINOIS 60654 Director THEODORE LEONSIS 600 WEST CHICAGO AVE., SUITE 620 CHICAGO IL ILLINOIS 60654 Director Other Technology Decline to Disclose 06b false 2017-11-20 false true false 0 Morgan Stanley & Co. LLC 8209 None None 1585 Broadway New York NY NEW YORK 10036-8293 All States false The Klein Group, LLC 46472 None None 640 5th Avenue 12th Floor New York NY NEW YORK 10019 CA CALIFORNIA CT CONNECTICUT FL FLORIDA MI MICHIGAN NJ NEW JERSEY NY NEW YORK false Allen & Company LLC 1042 None None 711 Fifth Avenue New York NY NEW YORK 10022 All States false 110000000 110000000 0 false 15 3830200 0 0 false Uptake Technologies, Inc. /s/ Andrew Polovin Andrew Polovin General Counsel 2017-12-05