0000898432-18-000791.txt : 20180713 0000898432-18-000791.hdr.sgml : 20180713 20180713103647 ACCESSION NUMBER: 0000898432-18-000791 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180713 DATE AS OF CHANGE: 20180713 EFFECTIVENESS DATE: 20180713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fixed Income Opportunities NB LLC CENTRAL INDEX KEY: 0001654428 IRS NUMBER: 474232632 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-316789 FILM NUMBER: 18951815 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 212-476-8163 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 D 1 primary_doc.xml X0708 D LIVE 0001654428 Fixed Income Opportunities NB LLC 1290 AVENUE OF THE AMERICAS 22nd Floor NEW YORK NY NEW YORK 10104 212-476-5900 NEW YORK None None Limited Liability Company true 2015 N/A Neuberger Berman Investment Advisers LLC 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Promoter Managing Member of Issuer Joseph V. Amato 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer Director President-Equities and Director of Managing Member of Issuer Andrew A. Johnson 190 South LaSalle Streeet Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Director Director and Managing Director of Managing Member of Issuer Bradley Tank 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Director President-Fixed Income and Director of Managing Member of Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2018-06-28 false true false 0 N/A None Neuberger Berman BD LLC 2908 1290 Avenue of the Americas 22nd Floor New York NY NEW YORK 10104 NY NEW YORK false Indefinite 500000000 Indefinite false 1 600000 true 0 The estimated amount of sales commission is through June 30, 2018. 0 false Fixed Income Opportunities NB LLC /s/ Brad Cetron Brad Cetron CCO & Managing Director of the Managing Member of the Issuer 2018-07-13