0000919574-16-015865.txt : 20161014 0000919574-16-015865.hdr.sgml : 20161014 20161014114332 ACCESSION NUMBER: 0000919574-16-015865 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161014 DATE AS OF CHANGE: 20161014 EFFECTIVENESS DATE: 20161014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD SPECIAL OPPORTUNITIES FUND LLC CENTRAL INDEX KEY: 0001653670 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-249458 FILM NUMBER: 161936382 BUSINESS ADDRESS: STREET 1: ROTHSCHILD ASSET MANAGEMENT INC. STREET 2: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-403-3631 MAIL ADDRESS: STREET 1: ROTHSCHILD ASSET MANAGEMENT INC. STREET 2: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 D/A 1 primary_doc.xml X0707 D/A LIVE 0001653670 ROTHSCHILD SPECIAL OPPORTUNITIES FUND LLC ROTHSCHILD ASSET MANAGEMENT INC. 1251 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10020 212-403-3500 DELAWARE None None Limited Liability Company true 2015 -- -- Rothschild Asset Management Inc. 1251 Avenue of the Americas New York NY NEW YORK 10020 Executive Officer Promoter Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-15-007410 2015-10-01 true true true false 1000000 Indefinite 121280000 Indefinite false 1 0 true 0 true 0 true The Manager receives customary management fees as provided in the Issuer's offering documents. true ROTHSCHILD SPECIAL OPPORTUNITIES FUND LLC /s/ Shakil Riaz Shakil Riaz Portfolio Manager 2016-10-14