0001652594-15-000002.txt : 20150911 0001652594-15-000002.hdr.sgml : 20150911 20150910175053 ACCESSION NUMBER: 0001652594-15-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150911 DATE AS OF CHANGE: 20150910 EFFECTIVENESS DATE: 20150911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pensionmark Financial Group, LLC CENTRAL INDEX KEY: 0001652594 IRS NUMBER: 611758632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-247391 FILM NUMBER: 151101930 BUSINESS ADDRESS: STREET 1: 24 E. COTA STREET, SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 805-456-6265 MAIL ADDRESS: STREET 1: 24 E. COTA STREET, SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93101 D 1 primary_doc.xml X0707 D LIVE 0001652594 Pensionmark Financial Group, LLC 24 E. COTA STREET, SUITE 200 SANTA BARBARA CA CALIFORNIA 93101 805-456-6265 DELAWARE None None Limited Liability Company true 2015 Troy G Hammond 24 E. Cota Street, Suite 200 Santa Barbara CA CALIFORNIA 93101 Executive Officer CEO/President and Manager Investing $1,000,001 - $5,000,000 06b false 2015-05-26 false true false 0 n/a None None None n/a n/a CA CALIFORNIA 00000 NC NORTH CAROLINA false Indefinite 1683871 Indefinite false 1 0 0 0 false Pensionmark Financial Group, LLC Michael D. Schley Michael D. Schley Attorney 2015-09-10