0001652247-15-000001.txt : 20150903 0001652247-15-000001.hdr.sgml : 20150903 20150903160048 ACCESSION NUMBER: 0001652247-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 EFFECTIVENESS DATE: 20150903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 56 Harrison St. New Roc Equities LLC CENTRAL INDEX KEY: 0001652247 IRS NUMBER: 474812594 STATE OF INCORPORATION: NY FISCAL YEAR END: 1215 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-247022 FILM NUMBER: 151091966 BUSINESS ADDRESS: STREET 1: 55 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 212-206-6000 MAIL ADDRESS: STREET 1: 55 FIFTH AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 D 1 primary_doc.xml X0707 D LIVE 0001652247 56 Harrison St. New Roc Equities LLC 55 FIFTH AVENUE 15TH FLOOR NEW YORK NY NEW YORK 10003 212-206-6000 NEW YORK None None Limited Liability Company true 2015 Francis Greenburger 55 Fifth Avenue 15th Floor New York NY NEW YORK 10003 Executive Officer Robert Kantor 55 Fifth Avenue 15th Floor New York NY NEW YORK 10003 Executive Officer Commercial $5,000,001 - $25,000,000 06b false 2015-08-25 false true true false 100000 Time Equities Securities LLC 114422 Arete Wealth Management 44856 1699 E. Woodfield Road Suite 565 Schaumburg IL ILLINOIS 60173 GA GEORGIA IA IOWA NY NEW YORK false Time Equities Securities LLC 114422 Sandlapper Securities 137906 820 E. North Street 2nd Floor Greenville SC SOUTH CAROLINA 29601 GA GEORGIA IA IOWA NY NEW YORK false 6825000 6825000 0 false 7 161277 0 Time Equities Securities LLC - $71,679, Arete Wealth Management LLC -$34,552.87, Sandlapper Securities, LLC - $55,045.87 123400 Acquisition Fee false 56 Harrison St. New Roc Equities LLC Robert Kantor Robert Kantor Manager 2015-09-03