0001651487-15-000001.txt : 20150828 0001651487-15-000001.hdr.sgml : 20150828 20150827181809 ACCESSION NUMBER: 0001651487-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150827 EFFECTIVENESS DATE: 20150828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aqueduct Critical Care, Inc. CENTRAL INDEX KEY: 0001651487 IRS NUMBER: 464713962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-246607 FILM NUMBER: 151079705 BUSINESS ADDRESS: STREET 1: 11822 NORTH CREEK PARKWAY NORTH STREET 2: SUITE 110 CITY: BOTHELL STATE: WA ZIP: 98011 BUSINESS PHONE: 425-984-6090 MAIL ADDRESS: STREET 1: 11822 NORTH CREEK PARKWAY NORTH STREET 2: SUITE 110 CITY: BOTHELL STATE: WA ZIP: 98011 D 1 primary_doc.xml X0707 D LIVE 0001651487 Aqueduct Critical Care, Inc. 11822 NORTH CREEK PARKWAY NORTH SUITE 110 BOTHELL WA WASHINGTON 98011 425-984-6090 DELAWARE None None Corporation true 2013 Thomas Clement c/o Aqueduct Critical Care, Inc. 11822 North Creek Parkway North, Ste 110 Bothell WA WASHINGTON 98011 Executive Officer Director Samuel R. Browd c/o Aqueduct Critical Care, Inc. 11822 North Creek Parkway North, Ste 110 Bothell WA WASHINGTON 98011 Executive Officer Director Ky Calder c/o Aqueduct Critical Care, Inc. 11822 North Creek Parkway North, Ste 110 Bothell WA WASHINGTON 98011 Director Susan Preston c/o Aqueduct Critical Care, Inc. 11822 North Creek Parkway North, Ste 110 Bothell WA WASHINGTON 98011 Director Richard Wohns c/o Aqueduct Critical Care, Inc. 11822 North Creek Parkway North, Ste 110 Bothell WA WASHINGTON 98011 Director Biotechnology Decline to Disclose 06b false 2015-08-18 false true false 0 Broadmark Capital, LLC 118028 Adam J. Fountain 3258431 600 University Street Suite 1800 Seattle WA WASHINGTON 98101 CA CALIFORNIA CO COLORADO MI MICHIGAN WA WASHINGTON false 5348572 3712304 1636268 false 74 0 137330 true Finders' fee is payable by (a) $60,000 cash payment and (b) the issuance of warrants to purchase shares capital stock 195365 Conversion of Convertible Promissory Notes to Series A Preferred Stock false Aqueduct Critical Care, Inc. /s/Thomas Clement Thomas Clement President and Chief Executive Officer 2015-08-26