0001650637-15-000001.txt : 20150813 0001650637-15-000001.hdr.sgml : 20150813 20150813165306 ACCESSION NUMBER: 0001650637-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: 4a5 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRICAST HOLDINGS, LLC CENTRAL INDEX KEY: 0001650637 IRS NUMBER: 474463572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-245744 FILM NUMBER: 151051354 BUSINESS ADDRESS: STREET 1: 10400 WEST INNOVATION DRIVE, SUITE 310 CITY: MILWAUKEE STATE: WI ZIP: 53226 BUSINESS PHONE: 414-302-9733 MAIL ADDRESS: STREET 1: 10400 WEST INNOVATION DRIVE, SUITE 310 CITY: MILWAUKEE STATE: WI ZIP: 53226 D 1 primary_doc.xml X0707 D LIVE 0001650637 TRICAST HOLDINGS, LLC 10400 WEST INNOVATION DRIVE, SUITE 310 MILWAUKEE WI WISCONSIN 53226 414-302-9733 DELAWARE None None Limited Liability Company true 2015 Greg Rucinski 10400 West Innovation Drive, Suite 310 Milwaukee WI WISCONSIN 53226 Executive Officer Director Chief Executive Officer and Director Kyle Stanbro 301 Edgewater Place, Suite 425 Wakefield MA MASSACHUSETTS 01880 Executive Officer Director Portfolio Chief Financial Officer Fred Morris 301 Edgewater Place, Suite 425 Wakefield MA MASSACHUSETTS 01880 Executive Officer Director Chairman of the Board Other Health Care Decline to Disclose 06b 4a5 false 2015-07-31 false true false 36000 Griffin Securities, Inc. 43229 None None 17 State Street New York NY NEW YORK 10004 DE DELAWARE MA MASSACHUSETTS false 3282000 3282000 0 false 4 229740 0 Griffin Securities, Inc. also received $50,000 fixed fee, $5,000 reimbursement of expenses, and warrants for 32,820 common units. 0 true In accordance with the directions of the Company's Board of Directors, as it shall be constituted in accordance with the Limited Liability Company Agreement, the Company will use the proceeds from the sale of the Units for working capital purposes. false TRICAST HOLDINGS, LLC Greg Rucinski Greg Rucinski Chief Executive Officer 2015-08-13