0001657746-17-000004.txt : 20171122 0001657746-17-000004.hdr.sgml : 20171122 20171122113727 ACCESSION NUMBER: 0001657746-17-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 EFFECTIVENESS DATE: 20171122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Convex Strategies Fund Ltd. CENTRAL INDEX KEY: 0001649300 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-244711 FILM NUMBER: 171218930 BUSINESS ADDRESS: STREET 1: DMS HOUSE, 20 GENESIS CLOSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: 345-949-2777 MAIL ADDRESS: STREET 1: DMS HOUSE, 20 GENESIS CLOSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 FORMER COMPANY: FORMER CONFORMED NAME: III Convexity Value Fund Ltd. DATE OF NAME CHANGE: 20150728 D/A 1 primary_doc.xml X0708 D/A LIVE 0001649300 III Convex Strategies Fund Ltd. DMS Corporate Services Ltd. DMS House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1108 (345) 949-2777 CAYMAN ISLANDS III Convexity Value Fund Ltd. Other Cayman Islands exempted company true 2015 n/a III Capital Management 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Promoter Advisor Clifford G. Viner III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Warren B. Mosler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Lester N. Coyle III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer William P. McCauley III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Garth Friesen III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert A. Printz III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis D. Feeney III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L. Wyler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Deep Kumar III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Michael L. Reger III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Laura P. McGrath James River Capital Corp. 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 Director David Bree dms Offshore Investment Services dms House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Andrew Galloway ICG Management Limited Landmark Sq., 1st Floor, 64 Earth Close Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001649300-16-000004 2015-06-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 AL ALABAMA FL FLORIDA GA GEORGIA MA MASSACHUSETTS NM NEW MEXICO NY NEW YORK OH OHIO false Norfolk Markets, LLC 103797 None None 1140 6th Avenue 9th Floor New York NY NEW YORK 10036 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Anchor Asset Management LLC 128344 None None One East End Avenue Suite 10A New York NY NEW YORK 10075 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS false Frontier Solutions, LLC 136102 None None 9 East Franklin Street Richmond VA VIRGINIA 23219 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WY WYOMING false Indefinite 216761626 Indefinite false 5 897168 true 0 0 false III Convex Strategies Fund Ltd. Laura P. McGrath Laura P. McGrath Director of the Issuer 2017-11-22