0001649300-23-000002.txt : 20230322 0001649300-23-000002.hdr.sgml : 20230322 20230322115236 ACCESSION NUMBER: 0001649300-23-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230322 DATE AS OF CHANGE: 20230322 EFFECTIVENESS DATE: 20230322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Convex Strategies Fund Ltd. CENTRAL INDEX KEY: 0001649300 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-244711 FILM NUMBER: 23751954 BUSINESS ADDRESS: STREET 1: DMS HOUSE, 20 GENESIS CLOSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: 345-949-2777 MAIL ADDRESS: STREET 1: DMS HOUSE, 20 GENESIS CLOSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 FORMER COMPANY: FORMER CONFORMED NAME: III Convexity Value Fund Ltd. DATE OF NAME CHANGE: 20150728 D/A 1 primary_doc.xml X0708 D/A LIVE 0001649300 III Convex Strategies Fund Ltd. Waystone Governance Ltd. Suite 5B201, 2nd Floor, One Nexus Way Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1103 345-949-2777 CAYMAN ISLANDS III Convexity Value Fund Ltd. Other Cayman Islands exempted company true n/a III Capital Management 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Advisor Lester N. Coyle III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert A. Printz III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Francis D. Feeney III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Scott L. Wyler III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Thomas Olofsson III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Deep Kumar III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Robert Hart III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Jason Prest III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Yelena Anuar III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Karen Hansen III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Mark Perry III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Antonine Tan III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Christian Pellegrino III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Laura P. McGrath Calderwood 4th Floor, Century Yard, Cricket Square George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1205 Director Paras Malde Waystone Governance Ltd. Suite 5B201, 2nd Floor, One Nexus Way Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Jonathan Morgan Sound Fund Advisors LLC 30 Old Kings Highway South Darien CT CONNECTICUT 06820 Director Gonen Minuskin III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Jay Wells III Capital Management 777 Yamato Road, Suite 300 Boca Raton FL FLORIDA 33431 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001649300-21-000001 2015-06-01 true true false 1000000 AVM, L.P. 16710 None None 777 Yamato Road Suite 300 Boca Raton FL FLORIDA 33431 AL ALABAMA FL FLORIDA GA GEORGIA MA MASSACHUSETTS NJ NEW JERSEY NM NEW MEXICO NY NEW YORK OH OHIO false Norfolk Markets, LLC 103797 None None 1140 6th Avenue 9th Floor New York NY NEW YORK 10036 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IN INDIANA IA IOWA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false James River Securities Corp. 38477 None None 58 Broad Street Road Manakin-Sabot VA VIRGINIA 23103 CA CALIFORNIA TX TEXAS VA VIRGINIA false Anchor Asset Management LLC 128344 None None One East End Avenue Suite 10A New York NY NEW YORK 10075 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS false Frontier Solutions, LLC 136102 None None 9 East Franklin Street Richmond VA VIRGINIA 23219 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MS MISSISSIPPI NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WY WYOMING false Tangent Capital Partners, LLC 146999 None None 437 Madison Avenue Floor 34 New York NY NEW YORK 10022 AL ALABAMA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA false Indefinite 286053226 Indefinite false 11 3539260 true 0 Norfolk Markets, LLC and Frontier Solutions, LLC no longer act as selling agents and are no longer paid commissions. 0 false III Convex Strategies Fund Ltd. Laura P. McGrath Laura P. McGrath Director of the Issuer 2023-03-22