0001209191-23-042484.txt : 20230718 0001209191-23-042484.hdr.sgml : 20230718 20230717180313 ACCESSION NUMBER: 0001209191-23-042484 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20230718 DATE AS OF CHANGE: 20230717 EFFECTIVENESS DATE: 20230718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Focus Automated Equities, LLC CENTRAL INDEX KEY: 0001646356 IRS NUMBER: 383970901 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-316855 FILM NUMBER: 231092547 BUSINESS ADDRESS: BUSINESS PHONE: 504-302-2542 MAIL ADDRESS: STREET 1: 111 VETERANS MEMORIAL BOULEVARD STREET 2: THE HERITAGE PLAZA BUILDING, SUITE 250 CITY: METAIRIE STATE: LA ZIP: 70005 D/A 1 primary_doc.xml X0708 D/A LIVE 0001646356 Focus Automated Equities, LLC 111 Veterans Memorial Boulevard The Heritage Plaza Bldg., Suite 250 Metairie LA LOUISIANA 70005 504-302-2542 DELAWARE None None Limited Liability Company true Hugh Britton Sanderford, Jr. 111 Veterans Memorial Boulevard The Heritage Plaza Bldg., Suite 250 Metairie LA LOUISIANA 70005 Director Mr. Sanderford is a Manager of Focus Automated Equities, LLC. Frank Friedler, III 509 Octavia Street New Orleans LA LOUISIANA 70115 Director Mr. Friedler is a Manager of Focus Automated Equities, LLC. Rick Rees 111 Veterans Memorial Boulevard The Heritage Plaza Bldg., Suite 1020 Metairie LA LOUISIANA 70005 Director Mr. Rees is a Manager of Focus Automated Equities, LLC. Other Technology Decline to Disclose 06b true 0001209191-18-042517 2023-07-01 false true true false 0 5341389 5341389 0 Additional securities offered pursuant to this amendment were acquired by exercising existing warrants. false 17 0 0 0 false Focus Automated Equities, LLC /s/ H. Britton Sanderford, Jr. H. Britton Sanderford, Jr. Manager 2023-07-14