0001393725-15-000096.txt : 20150708 0001393725-15-000096.hdr.sgml : 20150708 20150708151553 ACCESSION NUMBER: 0001393725-15-000096 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150708 DATE AS OF CHANGE: 20150708 EFFECTIVENESS DATE: 20150708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 57 STARS GLOBAL OPPORTUNITY FUND 4 (Cayman), L.P. CENTRAL INDEX KEY: 0001646221 IRS NUMBER: 981249883 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-243269 FILM NUMBER: 15978950 BUSINESS ADDRESS: STREET 1: C/O 57 STARS LLC STREET 2: 616 H. STREET, NW, SUITE 450 CITY: WASHINGTON STATE: DC ZIP: 20001 BUSINESS PHONE: 202-824-1600 MAIL ADDRESS: STREET 1: C/O 57 STARS LLC STREET 2: 616 H. STREET, NW, SUITE 450 CITY: WASHINGTON STATE: DC ZIP: 20001 D 1 primary_doc.xml X0707 D LIVE 0001646221 57 STARS GLOBAL OPPORTUNITY FUND 4 (Cayman), L.P. C/O 57 STARS LLC 616 H. STREET, NW, SUITE 450 WASHINGTON DC DISTRICT OF COLUMBIA 20001 202-824-1600 CAYMAN ISLANDS None None Other Cayman Islands exempted limited partnership true 2015 Steven Jonas Cowan 616 H. Street N.W. Suite 450 WASHINGTON DC DISTRICT OF COLUMBIA 20001 Executive Officer Director Managing Director of 57 Stars LLC, the Investment Manager and Promoter of the Issuer Eugene Vincent Pohren 616 H. Street N.W. Suite 450 WASHINGTON DC DISTRICT OF COLUMBIA 20001 Executive Officer Director Managing Director of 57 Stars LLC, the Investment Manager and Promoter of the Issuer Stephen Humbert O'Neill 616 H. Street N.W. Suite 450 WASHINGTON DC DISTRICT OF COLUMBIA 20001 Executive Officer Director Managing Director of 57 Stars LLC, the Investment Manager and Promoter of the Issuer Bernard Charles McGuire 616 H. Street N.W. Suite 450 WASHINGTON DC DISTRICT OF COLUMBIA 20001 Executive Officer Director Managing Director of 57 Stars LLC, the Investment Manager and Promoter of the Issuer Charles David Toy 616 H. Street N.W. Suite 450 WASHINGTON DC DISTRICT OF COLUMBIA 20001 Executive Officer Director Managing Director and Chief Compliance Officer of 57 Stars LLC, the Investment Manager and Promoter of the Issuer Mitchell Darrin Fenster 616 H. Street N.W. Suite 450 WASHINGTON DC DISTRICT OF COLUMBIA 20001 Executive Officer Associate Compliance Officer of 57 Stars LLC, the Investment Manager and Promoter of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 0 Trinity Group Limited None None None St Georges House 4th floor, 15 Hanover Square London X0 UNITED KINGDOM W1S 1HS true BA Securities, LLC 153489 Jennifer Johnson 4756254 Four Tower Bridge 200 Barr Harbor Drive, Suite 400 W. Conshohocken PA PENNSYLVANIA 19428 All States false Indefinite 0 Indefinite false 0 0 0 Issuer will also pay Trinity and BA Securities commission based on the commitments introduced by each party. 0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials. false 57 STARS GLOBAL OPPORTUNITY FUND 4 (Cayman), L.P. /s/ Steven J. Cowan Steven J. Cowan Managing Director of the Investment Manager 2015-07-08