0001644216-15-000001.txt : 20150611 0001644216-15-000001.hdr.sgml : 20150611 20150611170600 ACCESSION NUMBER: 0001644216-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 EFFECTIVENESS DATE: 20150611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NovaQuest Pharma Opportunities Fund IV, L.P. CENTRAL INDEX KEY: 0001644216 IRS NUMBER: 981193909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-241580 FILM NUMBER: 15926656 BUSINESS ADDRESS: STREET 1: 4208 SIX FORKS ROAD, SUITE 920 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 919-459-8620 MAIL ADDRESS: STREET 1: 4208 SIX FORKS ROAD, SUITE 920 CITY: RALEIGH STATE: NC ZIP: 27609 D 1 primary_doc.xml X0707 D LIVE 0001644216 NovaQuest Pharma Opportunities Fund IV, L.P. 4208 SIX FORKS ROAD, SUITE 920 RALEIGH NC NORTH CAROLINA 27609 919-459-8620 CAYMAN ISLANDS None None Limited Partnership true 2014 N/A NQ POF IV GP, L.P. c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Executive Officer The general partner of the Issuer (the "General Partner"). N/A NQ POF IV GP, Ltd. c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Executive Officer The general partner of the General Partner (the "GP LTD"). John L. Bradley c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Ernest Gerald Brown c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Hisaharo Koga c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Ronald Wooten c/o NovaQuest Capital Management, L.L.C. 4208 Six Forks Road, Suite 920 Raleigh NC NORTH CAROLINA 27609 Director Director of the GP LTD. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true false 0 Atlantic-Pacific Capital, Inc. 38356 None None 102 Greenwich Avenue 2nd Floor Greenwich CT CONNECTICUT 06830 All States false 850000000 0 850000000 false 0 0 true 0 true Amount to be paid is generally based on a percentage of limited partner subscriptions. 0 true An affiliate of the General Partner will receive a fee for management services. Amount to be paid, number of years to be paid and extent to be paid out of adjusted gross proceeds unknown at this time. false NovaQuest Pharma Opportunities Fund IV, L.P. /s/ John L. Bradley, Jr. John L. Bradley, Jr. Director of the GP LTD 2015-06-11