0001643918-20-000001.txt : 20200604 0001643918-20-000001.hdr.sgml : 20200604 20200604163712 ACCESSION NUMBER: 0001643918-20-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 EFFECTIVENESS DATE: 20200604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Midatech Pharma Plc CENTRAL INDEX KEY: 0001643918 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-368333 FILM NUMBER: 20943345 BUSINESS ADDRESS: STREET 1: ODDFELLOWS HOUSE STREET 2: 19 NEWPORT ROAD CITY: CARDIFF STATE: X0 ZIP: CF24 0AA BUSINESS PHONE: 44 (0)1235 888300 MAIL ADDRESS: STREET 1: ODDFELLOWS HOUSE STREET 2: 19 NEWPORT ROAD CITY: CARDIFF STATE: X0 ZIP: CF24 0AA D 1 primary_doc.xml X0708 D LIVE 0001643918 Midatech Pharma Plc ODDFELLOWS HOUSE 19 NEWPORT ROAD CARDIFF X0 UNITED KINGDOM CF24 0AA 44 (0)1235 888300 UNITED KINGDOM None None Corporation true Stephen Stamp Oddfellows House 19 Newport Road Cardiff X0 UNITED KINGDOM CF24 0AA Executive Officer Director Simon Turton Oddfellows House 19 Newport Road Cardiff X0 UNITED KINGDOM CF24 0AA Director Sijmen de Vries Oddfellows House 19 Newport Road Cardiff X0 UNITED KINGDOM CF24 0AA Director Rolf Stahel Oddfellows House 19 Newport Road Cardiff X0 UNITED KINGDOM CF24 0AA Director Biotechnology Decline to Disclose 06b false 2020-05-18 false true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Ave New York NY NEW YORK 10022 CA CALIFORNIA IL ILLINOIS NY NEW YORK false 3000000 3000000 0 The total offering amount includes the concurrent registered offering of American Depositary Shares ("ADSs"). false 7 210000 0 Relates to concurrent registered offering. HCW is also entitled to exp. reimbursement up to $35K for legal & other exp., $25K for non-accountable exp., $12.9K for clearing exp., a 1% mgmt. fee & warrants to purchase 90,909 ADSs at $2.0625/ADS for 5 years. 0 false Midatech Pharma Plc Stephen Stamp Stephen Stamp CEO & CFO 2020-06-04