0001643098-23-000001.txt : 20231006 0001643098-23-000001.hdr.sgml : 20231006 20231006124951 ACCESSION NUMBER: 0001643098-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20231006 DATE AS OF CHANGE: 20231006 EFFECTIVENESS DATE: 20231006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Partners SI, LP CENTRAL INDEX KEY: 0001643098 IRS NUMBER: 452658175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-240432 FILM NUMBER: 231313437 BUSINESS ADDRESS: STREET 1: 130 MAIN ST STREET 2: 2ND FLOOR CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-909-6430 MAIL ADDRESS: STREET 1: 130 MAIN ST STREET 2: 2ND FLOOR CITY: NEW CANAAN STATE: CT ZIP: 06840 D/A 1 primary_doc.xml X0708 D/A LIVE 0001643098 Nantahala Capital Partners SI, LP 130 MAIN ST 2ND FLOOR NEW CANAAN CT CONNECTICUT 06840 203-909-6430 DELAWARE None None Limited Partnership true N/A Nantahala Capital GP, LLC 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer General Partner of the Issuer. N/A Nantahala Capital Management, LLC 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer Investment Manager of the Issuer. Wilmot B. Harkey 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of Nantahala Capital GP, LLC and Nantahala Capital Management, LLC. Daniel J. Mack 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of Nantahala Capital GP, LLC and Nantahala Capital Management, LLC. Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001643098-22-000001 2015-06-01 true true true Limited Partnership Interests false 0 Indefinite 513629000 Indefinite The reported amount sold and number of investors represent contributions, capital commitments and all investors in the fund since inception. The current assets under management and current number of investors may be significantly different. false 5 0 true 0 true 0 true Nantahala Capital GP, LLC and/or certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits. false Nantahala Capital Partners SI, LP Wilmot B. Harkey Wilmot B. Harkey Managing Member of Nantahala Capital GP, LLC 2023-10-06