0001643098-19-000002.txt : 20191011 0001643098-19-000002.hdr.sgml : 20191011 20191010183842 ACCESSION NUMBER: 0001643098-19-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191011 DATE AS OF CHANGE: 20191010 EFFECTIVENESS DATE: 20191011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Partners SI, LP CENTRAL INDEX KEY: 0001643098 IRS NUMBER: 452658175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-240432 FILM NUMBER: 191146816 BUSINESS ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-909-6430 MAIL ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 D/A 1 primary_doc.xml X0708 D/A LIVE 0001643098 Nantahala Capital Partners SI, LP 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 203-909-6430 DELAWARE None None Limited Partnership true N/A Nantahala Capital GP, LLC 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer General Partner of the Issuer N/A Nantahala Capital Management, LLC 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer Investment Manager of the Issuer Wilmot B. Harkey 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner of the Issuer Daniel J. Mack 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Executive Officer Managing Member of the General Partner of the Issuer Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001643098-19-000001 2015-06-01 true true false 0 Indefinite 381500000 Indefinite The reported amount sold and number of investors represent contributions, capital commitments and all investors in the fund since inception. The current assets under management and current number of investors may be significantly different. false 4 0 true 0 true 0 true Nantahala Capital GP, LLC and/or certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits. false Nantahala Capital Partners SI, LP Wilmot B. Harkey Wilmot B. Harkey Managing Member of Nantahala Capital GP, LLC 2019-10-10