0001643098-16-000002.txt : 20160519 0001643098-16-000002.hdr.sgml : 20160519 20160519122041 ACCESSION NUMBER: 0001643098-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 EFFECTIVENESS DATE: 20160519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Partners SI, LP CENTRAL INDEX KEY: 0001643098 IRS NUMBER: 452658175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-240432 FILM NUMBER: 161662453 BUSINESS ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-909-6430 MAIL ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 D/A 1 primary_doc.xml X0707 D/A LIVE 0001643098 Nantahala Capital Partners SI, LP 19 OLD KINGS HIGHWAY S SUITE 200 DARIEN CT CONNECTICUT 06820 203-909-6430 DELAWARE None None Limited Partnership true 2011 N/A Nantahala Capital GP, LLC 19 Old Kings Highway S Suite 200 Darien CT CONNECTICUT 06820 Executive Officer General Partner of the Issuer. N/A Nantahala Capital Management, LLC 19 Old Kings Highway S Suite 200 Darien CT CONNECTICUT 06820 Executive Officer Investment Manager of Issuer. Wilmot B. Harkey 19 Old Kings Highway S Suite 200 Darien CT CONNECTICUT 06820 Executive Officer Managing Member of the General Partner of the Issuer. Daniel J. Mack 19 Old Kings Highway S Suite 200 Darien CT CONNECTICUT 06820 Executive Officer Managing Member of the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001643098-15-000001 2015-06-01 true true true Limited Partnership Interests false 0 Indefinite 190514286 Indefinite The reported amount sold and number of investors represent contributions and all investors in the fund since inception. The current assets under management and current number of investors may be significantly different. false 2 0 true 0 true 0 true Nantahala Capital GP, LLC and certain persons listed in item 3 may receive a management fee based on the value of the issuer's assets and/or a performance fee based on the issuer's profits. false Nantahala Capital Partners SI, LP Wilmot B. Harkey Wilmot B. Harkey Managing Member of Nantahala Capital GP, LLC 2016-05-19