0000899140-16-001593.txt : 20160909 0000899140-16-001593.hdr.sgml : 20160909 20160908215632 ACCESSION NUMBER: 0000899140-16-001593 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160908 EFFECTIVENESS DATE: 20160909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Guggenheim Loan Fund, Ltd. CENTRAL INDEX KEY: 0001641541 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-247323 FILM NUMBER: 161877656 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-576-1270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0707 D/A LIVE 0001641541 Guggenheim Loan Fund, Ltd. 100 WILSHIRE BOULEVARD, SUITE 500 SANTA MONICA CA CALIFORNIA 90401 310-576-1270 CAYMAN ISLANDS None None Other Exempted Company with Limited Liability true 2015 B. Scott Minerd 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Minerd is Global Chief Investment Officer of the Investment Advisor of the Issuer. Jeff Abrams 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Abrams is Senior Managing Director of the Investment Advisor of the Issuer. Matthew S. Bloom 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Bloom is Managing Director of the Investment Advisor of the Issuer. Kevin H. Gundersen 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Gundersen is Senior Managing Director of the Investment Advisor of the Issuer. Thomas Hauser 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Hauser is Managing Director of the Investment Advisor of the Issuer. Zachary Warren 100 Wilshire Blvd., Suite 500 Santa Monica CA CALIFORNIA 90401 Executive Officer Mr. Warren is Senior Managing Director of the Investment Advisor of the Issuer. Christopher LeBeau Box 1093, Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director William Shaw Box 1093, Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-15-000698 2015-04-01 true true true false 100000 GUGGENHEIM SECURITIES, LLC 40638 GUGGENHEIM SECURITIES, LLC 40638 330 MADISON AVENUE 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 241752213 Indefinite false 9 592128 true 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false Guggenheim Loan Fund, Ltd. Robert Jee Robert Jee Chief Compliance Officer 2016-09-08