0001640906-15-000001.txt : 20150504 0001640906-15-000001.hdr.sgml : 20150504 20150504163510 ACCESSION NUMBER: 0001640906-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20150504 DATE AS OF CHANGE: 20150504 EFFECTIVENESS DATE: 20150504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFINGSTEN PARTNERS FUND V-A, L.P. CENTRAL INDEX KEY: 0001640906 IRS NUMBER: 473171952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-239122 FILM NUMBER: 15828900 BUSINESS ADDRESS: STREET 1: 300 N. LASALLE ST., SUITE 5400 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 222-8707 MAIL ADDRESS: STREET 1: 300 N. LASALLE ST., SUITE 5400 CITY: CHICAGO STATE: IL ZIP: 60654 D 1 primary_doc.xml X0707 D LIVE 0001640906 PFINGSTEN PARTNERS FUND V-A, L.P. 300 NORTH LASALLE STREET, SUITE 5400 CHICAGO IL ILLINOIS 60654 (312) 222-8707 DELAWARE None None Limited Partnership true 2015 THOMAS S. BAGLEY 300 NORTH LASALLE STREET, SUITE 5400 CHICAGO IL ILLINOIS 60654 Executive Officer Promoter JAMES J. NORTON 300 NORTH LASALLE STREET, SUITE 5400 CHICAGO IL ILLINOIS 60654 Executive Officer Promoter JOHN H. UNDERWOOD 300 NORTH LASALLE STREET, SUITE 5400 CHICAGO IL ILLINOIS 60654 Executive Officer Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false true false true true false 1 SHANNON ADVISORS LLC 150305 None None 272 E. DEERPATH ROAD, SUITE 206 LAKE FOREST IL ILLINOIS 60045 AL ALABAMA FL FLORIDA GA GEORGIA IL ILLINOIS NJ NEW JERSEY NY NEW YORK OH OHIO TX TEXAS false 350000000 0 350000000 THE TOTAL OFFERING AMOUNT AND TOTAL REMAINING TO BE SOLD ARE AGGREGATED TOGETHER WITH PFINGSTEN PARTNERS FUND V, L.P. THE GENERAL PARTNER OF THE ISSUER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS. false 0 0 true 0 true PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST MANAGEMENT FEES PAYABLE BY THE ISSUER, AND WILL NOT BE AN ADDITIONAL EXPENDITURE. 35000000 true ESTIMATED AGGREGATE AMOUNT OF MANAGEMENT FEES (TOGETHER WITH PFINGSTEN PARTNERS FUND V, L.P.) FOR THE FIRST FIVE YEARS. THE ISSUER WILL CONTINUE TO PAY MANAGEMENT FEES THEREAFTER. false PFINGSTEN PARTNERS FUND V-A, L.P. /S/ THOMAS S. BAGLEY THOMAS S. BAGLEY SENIOR MANAGING DIRECTOR OF THE GP OF THE GP OF THE ISSUER 2015-05-04