0001638578-18-000001.txt : 20180302 0001638578-18-000001.hdr.sgml : 20180302 20180302172619 ACCESSION NUMBER: 0001638578-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 EFFECTIVENESS DATE: 20180302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Heritage Japan Trust CENTRAL INDEX KEY: 0001638578 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-306886 FILM NUMBER: 18663449 BUSINESS ADDRESS: STREET 1: 574 SYLVAN AVENUE STREET 2: SUITE 100 CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 201-871-0866 MAIL ADDRESS: STREET 1: 574 SYLVAN AVENUE STREET 2: SUITE 100 CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 D 1 primary_doc.xml X0708 D LIVE 0001638578 Alpine Heritage Japan Trust 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 201-871-0866 CAYMAN ISLANDS None None Business Trust true 2014 VICTORIA E. ZOELLNER 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Director DIRECTOR OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR TODD MASON 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Executive Officer EXECUTIVE OFFICER OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR FRANK FIORELLO 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Executive Officer EXECUTIVE OFFICER OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR GERALD POST 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Executive Officer EXECUTIVE OFFICER OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR ROBERT ZOELLNER, JR. 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Executive Officer Director EXECUTIVE OFFICER AND DIRECTOR OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR MICHAEL SMIRCICH 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Executive Officer EXECUTIVE OFFICER OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR MICHAEL TENEBRUSO 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Executive Officer Director EXECUTIVE OFFICER AND DIRECTOR OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR JAMES JALIL 335 MADISON AVENUE NEW YORK NY NEW YORK 10017 Director DIRECTOR OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR STEPHEN S. COAN 574 SYLVAN AVENUE SUITE 100 ENGLEWOOD CLIFFS NJ NEW JERSEY 07632 Director DIRECTOR OF ALPINE ASSOCIATES MANAGEMENT INC., INVESTMENT ADVISOR Pooled Investment Fund Hedge Fund false $5,000,001 - $25,000,000 06b 3C 3C.7 false 2015-04-01 true true true false 0 Indefinite 32095809 Indefinite false 4 0 0 0 false Alpine Heritage Japan Trust TODD MASON TODD MASON CHIEF OPERATING OFFICER OF INVESTMENT ADVISOR 2018-03-02