0001637307-15-000001.txt : 20150415 0001637307-15-000001.hdr.sgml : 20150415 20150415105831 ACCESSION NUMBER: 0001637307-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150415 DATE AS OF CHANGE: 20150415 EFFECTIVENESS DATE: 20150415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Emerging Markets StocksPLUS AR Fund LLC CENTRAL INDEX KEY: 0001637307 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-238014 FILM NUMBER: 15770866 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D 1 primary_doc.xml X0707 D LIVE 0001637307 PIMCO Emerging Markets StocksPLUS AR Fund LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 DELAWARE None None Limited Liability Company true 2014 N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Promoter INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER") VINEER BHANSALI 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JENNIFER S. BRIDWELL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SABRINA C. CALLIN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RICH CLARIDA 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER WENDY W. CUPPS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUHAIL H. DADA 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CRAIG A. DAWSON 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER WILLIAM G. DE LEON 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER EDWARD DEVLIN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CHRIS P. DIALYNAS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JENNIFER E. DURHAM 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHSEN FAHMI 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID FISHER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. FLATTUM 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MICHAEL A. GOMEZ 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER BRENT RICHARD HARRIS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS M. HODGE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER BRENT L. HOLDEN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JONATHAN LANE HORNE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DANIEL J. IVASCYN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER LEW W. JACOBS IV 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARK R. KIESEL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RICK LEBRUN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. LOWN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUDESH N. MARIAPPA 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SCOTT A. MATHER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RAVI MATTU 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CURTIS A. MEWBOURNE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOHN M. MILLER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHIT MITTAL 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JAMES F. MOORE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ALFRED T. MURATA 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOHN MURRAY 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS J. ONGARO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THOMAS J. OTTERBEIN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER STEPHEN A. RODOSKY 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JEROME M. SCHNEIDER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARC PETER SEIDNER 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JONATHAN D. SHORT 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER KIM STAFFORD 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THIBAULT C. STRACKE 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER PETER G. STRELOW 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ERIC MICHAEL SUTHERLAND 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOSHUA THEODORE THIMONS 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ANDREW TAYLOR VADEN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER QI WANG 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CANDICE STACK WHITTEN 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUSAN L. WILSON 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MIHIR P. WORAH 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ROBERT O. YOUNG 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2015-03-31 true true false 0 PIMCO INVESTMENTS LLC 154957 None None 1633 BROADWAY, 45TH FLOOR NEW YORK NY NEW YORK 10019 All States false Indefinite 200010000 Indefinite false 2 0 0 OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false PIMCO Emerging Markets StocksPLUS AR Fund LLC STEVEN L. JONES STEVEN L. JONES SENIOR VICE PRESIDENT 2015-04-15