0001637173-22-000001.txt : 20221207 0001637173-22-000001.hdr.sgml : 20221207 20221207101313 ACCESSION NUMBER: 0001637173-22-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20221207 DATE AS OF CHANGE: 20221207 EFFECTIVENESS DATE: 20221207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spring Lake Unconstrained Municipal Opportunities Fund, LLC CENTRAL INDEX KEY: 0001637173 IRS NUMBER: 472901511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-236835 FILM NUMBER: 221449318 BUSINESS ADDRESS: STREET 1: 3214 WEST PARKLAND BLVD. CITY: TAMPA STATE: FL ZIP: 33609 BUSINESS PHONE: 813-336-6889 MAIL ADDRESS: STREET 1: 3214 WEST PARKLAND BLVD. CITY: TAMPA STATE: FL ZIP: 33609 D/A 1 primary_doc.xml X0708 D/A LIVE 0001637173 Spring Lake Unconstrained Municipal Opportunities Fund, LLC 3214 WEST PARKLAND BLVD. TAMPA FL FLORIDA 33609 813-336-6889 DELAWARE None None Limited Liability Company true N/A SPRING LAKE ASSET MANAGEMENT, INC. 3214 WEST PARKLAND BLVD. TAMPA FL FLORIDA 33609 Director MANAGER OF ISSUER THOMAS B. CALDWELL 3214 WEST PARKLAND BLVD. TAMPA FL FLORIDA 33609 Executive Officer Director DIRECTOR, PRINCIPAL SHAREHOLDER AND CHIEF EXECUTIVE OFFICER OF MANAGER CHRISTOPHER W. CROSBY 3214 WEST PARKLAND BLVD. TAMPA FL FLORIDA 33609 Executive Officer Director DIRECTOR, PRINCIPAL SHAREHOLDER AND PRESIDENT OF MANAGER Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001637173-21-000001 2015-03-02 true true true false 100000 Indefinite 625692004 Indefinite false 179 0 0 0 THE ISSUER PAYS THE MANAGER A QUARTERLY MANAGEMENT FEE, CALCULATED AS A PERCENTAGE OF THE ISSUER'S ASSETS. AN ESTIMATE IS NOT AVAILABLE AT THIS TIME. false Spring Lake Unconstrained Municipal Opportunities Fund, LLC David Thomas David Thomas COO/CCO 2022-12-07