0001636230-15-000002.txt : 20150414 0001636230-15-000002.hdr.sgml : 20150414 20150414154216 ACCESSION NUMBER: 0001636230-15-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150414 DATE AS OF CHANGE: 20150414 EFFECTIVENESS DATE: 20150414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Capital Partners IV L.P. CENTRAL INDEX KEY: 0001636230 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-237955 FILM NUMBER: 15769182 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PL, 250 VESEY STREET, 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: (212) 417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PL, 250 VESEY STREET, 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Capital Partners IV, L.P. DATE OF NAME CHANGE: 20150311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Capital Partners IV (ER) L.P. CENTRAL INDEX KEY: 0001636200 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-237955-01 FILM NUMBER: 15769183 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PL, 250 VESEY STREET, 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: (212) 417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PL, 250 VESEY STREET, 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Capital Partners IV (ER), L.P. DATE OF NAME CHANGE: 20150311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Capital Partners IV (CR) L.P. CENTRAL INDEX KEY: 0001636203 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-237955-02 FILM NUMBER: 15769184 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PL, 250 VESEY STREET, 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: (212) 417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PL, 250 VESEY STREET, 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Capital Partners IV (CR), L.P. DATE OF NAME CHANGE: 20150311 D 1 primary_doc.xml X0707 D LIVE 0001636230 Brookfield Capital Partners IV L.P. C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY NEW YORK 10281-1023 (212) 417-7000 CAYMAN ISLANDS Brookfield Capital Partners IV, L.P. Limited Partnership true 2014 0001636203 Brookfield Capital Partners IV (CR) L.P. C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY NEW YORK 10281-1023 (212) 417-7000 CAYMAN ISLANDS Brookfield Capital Partners IV (CR), L.P. Limited Partnership true 2014 0001636200 Brookfield Capital Partners IV (ER) L.P. C/O BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PL, 250 VESEY STREET, 15TH FL NEW YORK NY NEW YORK 10281-1023 (212) 417-7000 CAYMAN ISLANDS Brookfield Capital Partners IV (ER), L.P. Limited Partnership true 2014 Joseph Freedman c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Director Senior Managing Partner (Director) of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Cyrus Madon c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Senior Managing Partner of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Jon Haick c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Senior Managing Partner of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Peter Gordon c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Managing Partner of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers David Nowak c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Director Managing Partner (Director) of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Jim Reid c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Managing Partner of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Pierre McNeil c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Senior Vice-President of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Jaspreet Dehl c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Director Senior Vice-President and Secretary (Director) of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Aaron Kline c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Vice-President of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers David Gregory c/o Brookfield Asset Management Inc. Brookfield Place, Suite 300, 181 Bay St. Toronto A6 ONTARIO, CANADA M5J 2T3 Executive Officer Vice-President of Brookfield Capital Partners IV GP, Ltd., the General Partner of the Issuers Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 0 Brookfield Private Advisors LLC 151423 Brookfield Private Advisors LLC 151423 c/o Brookfield Asset Management Inc. Brookfield Place, 250 Vesey St., 15th Fl New York NY NEW YORK 10281-1023 All States false John Jerrod Stelli None Teneo Partners Japan Limited None Hulic Nishiginza Dai 2 Blgd 6F 2-2-4 Ginza, Chuo-Ku Tokyo M0 JAPAN 104-0061 true Barclays Capital Inc. 19714 Barclays Capital Inc. 19714 200 Park Avenue New York NY NEW YORK 10166 All States false Shinhan Investment Corporation None Shinhan Investment Corporation None Shinhan Investment Tower 23-2 Yeoido-Dong, Youngdeungpo-gu Seoul M5 KOREA, REPUBLIC OF 150-712 true Indefinite 0 Indefinite false 0 0 0 0 false Brookfield Capital Partners IV L.P. Jaspreet Dehl Jaspreet Dehl Sr Vice-President and Secretary (Director) of GP of issuer 2015-04-14 Brookfield Capital Partners IV (CR) L.P. Jaspreet Dehl Jaspreet Dehl Sr Vice-President and Secretary (Director) of GP of issuer 2015-04-14 Brookfield Capital Partners IV (ER) L.P. Jaspreet Dehl Jaspreet Dehl Sr Vice-President and Secretary (Director) of GP of issuer 2015-04-14