0001140361-17-031453.txt : 20170811 0001140361-17-031453.hdr.sgml : 20170811 20170811171635 ACCESSION NUMBER: 0001140361-17-031453 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockspring Capital Texas Real Estate BD/RIA Partners, L.P. CENTRAL INDEX KEY: 0001635708 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-235628 FILM NUMBER: 171026057 BUSINESS ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 3000 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-535-2200 MAIL ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 3000 CITY: HOUSTON STATE: TX ZIP: 77027 D/A 1 primary_doc.xml X0708 D/A LIVE 0001635708 Rockspring Capital Texas Real Estate BD/RIA Partners, L.P. 3200 SOUTHWEST FREEWAY SUITE 3000 HOUSTON TX TEXAS 77027 713-535-2200 DELAWARE None None Limited Partnership true 2014 JAMES A. MCALISTER, IV 3200 SOUTHWEST FREEWAY SUITE 3000 HOUSTON TX TEXAS 77027 Executive Officer J. BEAU RYAN 3200 SOUTHWEST FREEWAY SUITE 3000 HOUSTON TX TEXAS 77027 Executive Officer MIKE AXELRAD 3200 SOUTHWEST FREEWAY SUITE 3000 HOUSTON TX TEXAS 77027 Executive Officer Commercial Decline to Disclose 06b true 0001635708-16-000002 2016-06-13 true true false 45000 EMERSON EQUITY LLC 130032 None None 155 BOVET ROAD SUITE 725 SAN MATEO CA CALIFORNIA 94402 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false ARETE WEALTH MANAGEMENT, LLC 44856 None None 1101 W. LAKE STREET 1ST FLOOR CHICAGO IL ILLINOIS 60607 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false KALOS CAPITAL, INC. 44337 None None 11525 PARK WOODS CIRCLE SUITE 280 ALPHARETTA GA GEORGIA 30005 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false AUSDAL FINANCIAL PARTNERS, INC. 7995 None None 5187 UTICA RIDGE ROAD DAVENPORT IA IOWA 52807 All States false CENTER STREET SECURITIES, INC. 26898 None None 2740 OLD ELM HILL PIKE, SUITE 201 NASHVILLE TN TENNESSEE 37214 All States false VFG SECURITIES, INC. 15121 None None 100 CORPORATE POINTE SUITE 382 CULVER CITY CA CALIFORNIA 90230 AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CT CONNECTICUT FL FLORIDA HI HAWAII ID IDAHO IL ILLINOIS KY KENTUCKY LA LOUISIANA MD MARYLAND ME MAINE MI MICHIGAN MO MISSOURI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NJ NEW JERSEY NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH WA WASHINGTON WI WISCONSIN false TD AMERITRADE CLEARING, INC. 5633 None None 200 SOUTH 108TH AVENUE OMAHA NE NEBRASKA 68154 All States false NATIONAL FINANCIAL SERVICES LLC 13041 None None 200 SEAPORT BOULEVARD BOSTON MA MASSACHUSETTS 02210 All States false PERSHING LLC 7560 None None ONE PERSHING PLAZA JERSEY CITY NJ NEW JERSEY 07399 All States false 50000000 5047550 44952450 false 84 3500000 true 0 Represents total commissions if maximum offering amount of $50,000,000 sold. 0 true false Rockspring Capital Texas Real Estate BD/RIA Partners, L.P. /s/ J. Beau Ryan J. Beau Ryan Chief Operating Officer 2017-08-11