0001140361-17-038616.txt : 20171013 0001140361-17-038616.hdr.sgml : 20171013 20171013140457 ACCESSION NUMBER: 0001140361-17-038616 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171013 DATE AS OF CHANGE: 20171013 EFFECTIVENESS DATE: 20171013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PhaseCapital Dynamic Risk Allocation Fund Ltd. CENTRAL INDEX KEY: 0001635432 IRS NUMBER: 981167624 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-236265 FILM NUMBER: 171136301 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LTD. STREET 2: BOX 309, UGLAND HOUSE, SOUTH CHURCH ST. CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 617-587-5806 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LTD. STREET 2: BOX 309, UGLAND HOUSE, SOUTH CHURCH ST. CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: PHASE II FUND LTD. DATE OF NAME CHANGE: 20150303 D/A 1 primary_doc.xml X0708 D/A LIVE 0001635432 PhaseCapital Dynamic Risk Allocation Fund Ltd. C/O MAPLES CORPORATE SERVICES LTD. BOX 309, UGLAND HOUSE, SOUTH CHURCH ST. GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 617-587-5806 CAYMAN ISLANDS None PHASE II FUND LTD. Other An exempted company incorporated with limited liability in the Cayman Islands. true 2014 Michael DePalma c/o PhaseCapital LP 401 W. 14th Street. 7th FL New York NY NEW YORK 10014 Director Mr. DePalma is also the Chief Executive Officer of PhaseCapital LP, the Investment Manager of the Issuer. Letitia Solomon c/o Phase II Fund Ltd. Box 309, Ugland House, South Church St. George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Charles Thomas c/o Phase II Fund Ltd. Box 309, Ugland House, South Church St. George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.7 true 0001140361-16-083623 2014-06-20 true true true Shares. false 0 Indefinite 84160000 Indefinite The total amount sold and the number of investors reflected in this Form D do not take withdrawals and/or redemptions into consideration. false 7 0 0 0 true Affiliates (Investment Manager) of, and/or persons named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. false PhaseCapital Dynamic Risk Allocation Fund Ltd. /s/ Michael DePalma Michael DePalma Director of the Issuer 2017-10-13