0000950172-16-000137.txt : 20160119 0000950172-16-000137.hdr.sgml : 20160118 20160119153309 ACCESSION NUMBER: 0000950172-16-000137 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 EFFECTIVENESS DATE: 20160119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSA Pharma Inc. CENTRAL INDEX KEY: 0001633932 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-255472 FILM NUMBER: 161348212 BUSINESS ADDRESS: STREET 1: SUITE 720 STREET 2: 999 WEST BROADWAY CITY: VANCOUVER STATE: A1 ZIP: V5Z 1K5 BUSINESS PHONE: (778) 331-0962 MAIL ADDRESS: STREET 1: SUITE 720 STREET 2: 999 WEST BROADWAY CITY: VANCOUVER STATE: A1 ZIP: V5Z 1K5 D 1 primary_doc.xml X0707 D LIVE 0001633932 ESSA Pharma Inc. SUITE 720 999 WEST BROADWAY VANCOUVER A1 BRITISH COLUMBIA, CANADA V5Z 1K5 (778) 331-0962 BRITISH COLUMBIA, CANADA None None Corporation true David Parkinson Suite 900, 2130 West Holcombe Blvd Houston TX TEXAS 77030 Executive Officer David Wood Suite 720, 999 West Broadway Vancouver A1 BRITISH COLUMBIA, CANADA V5Z 1K5 Executive Officer Frank Perabo Suite 900, 2130 West Holcombe Blvd Houston TX TEXAS 77030 Executive Officer Paul Cossum Suite 900, 2130 West Holcombe Blvd Houston TX TEXAS 77030 Executive Officer Richard Glickman Suite 720, 999 West Broadway Vancouver A1 BRITISH COLUMBIA, CANADA V5Z 1K5 Director Marianne Sadar Suite 720, 999 West Broadway Vancouver A1 BRITISH COLUMBIA, CANADA V5Z 1K5 Executive Officer Director Raymond Andersen Suite 720, 999 West Broadway Vancouver A1 BRITISH COLUMBIA, CANADA V5Z 1K5 Executive Officer Director Gary Sollis Suite 720, 999 West Broadway Vancouver A1 BRITISH COLUMBIA, CANADA V5Z 1K5 Director Franklin Berger 15th floor, 257 Park Avenue South New York NY NEW YORK 10010 Director Scott Requadt 101 Main Street Cambridge MA MASSACHUSETTS 02142 Director Pharmaceuticals No Revenues 06b false 2016-01-14 false true true false 0 Canaccord Genuity Inc. 1020 None None 99 High Street Boston MA MASSACHUSETTS 02110 IL ILLINOIS NY NEW YORK CT CONNECTICUT CA CALIFORNIA MA MASSACHUSETTS false Bloom Burton & Co. None None None Suite 300, 65 Front Street East Toronto A6 ONTARIO, CANADA M5E 1B5 IL ILLINOIS NY NEW YORK CT CONNECTICUT CA CALIFORNIA MA MASSACHUSETTS false Roth Capital Partners, LLC 15407 None None 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 IL ILLINOIS NY NEW YORK CT CONNECTICUT CA CALIFORNIA MA MASSACHUSETTS false 14999992 14999992 0 Total Offering Amount: $14,999,991.60 Total Amount Sold: $14,999,991.60 false 7 0 463447 Total Finders' Fees: $463,447.01 0 false ESSA Pharma Inc. /s/ David Wood David Wood Chief Financial Officer 2016-01-19