0000945621-26-000402.txt : 20260306 0000945621-26-000402.hdr.sgml : 20260306 20260305175902 ACCESSION NUMBER: 0000945621-26-000402 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20260306 DATE AS OF CHANGE: 20260305 EFFECTIVENESS DATE: 20260306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM U.S. Small Cap Fund, LLC CENTRAL INDEX KEY: 0001633417 ORGANIZATION NAME: EIN: 471307992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-234285 FILM NUMBER: 26727732 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET, SUITE 1000 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-983-4200 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET, SUITE 1000 CITY: STAMFORD STATE: CT ZIP: 06901 D/A 1 primary_doc.xml X0708 D/A LIVE 0001633417 AXA IM U.S. Small Cap Fund, LLC 400 ATLANTIC STREET, SUITE 1000 STAMFORD CT CONNECTICUT 06901 203-983-4200 DELAWARE None None Limited Liability Company true N/A AXA Investment Managers US Inc. 400 Atlantic Street, Suite 1000 Stamford CT CONNECTICUT 06901 Promoter Managing member of the Issuer ("Managing Member") Florian Bezault 400 Atlantic Street, Suite 1000 Stamford CT CONNECTICUT 06901 Executive Officer Head and Chief Financial Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-25-000008 true true true false 1000000 Indefinite 0 Indefinite false 0 0 0 0 false AXA IM U.S. Small Cap Fund, LLC /s/ Florian Bezault Florian Bezault Head of AXA IM Americas and Regional CFO Americas 2026-03-05