0000943663-20-000017.txt : 20200124 0000943663-20-000017.hdr.sgml : 20200124 20200124122807 ACCESSION NUMBER: 0000943663-20-000017 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200124 EFFECTIVENESS DATE: 20200124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM U.S. Small Cap Fund, LLC CENTRAL INDEX KEY: 0001633417 IRS NUMBER: 471307992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-234285 FILM NUMBER: 20544485 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035484200 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 D/A 1 primary_doc.xml X0708 D/A LIVE 0001633417 AXA IM U.S. Small Cap Fund, LLC 100 WEST PUTNAM AVENUE, 4TH FLOOR GREENWICH CT CONNECTICUT 06830 2035484200 DELAWARE None None Limited Liability Company true N/A AXA Investment Managers, Inc 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Promoter Managing member of the Issuer ("Managing Member") Marcello Arona 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Head and Chief Financial Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-19-000020 true true true false 1000000 Indefinite 0 Indefinite false 0 0 0 0 false AXA IM U.S. Small Cap Fund, LLC /s/ Marcello Arona Marcello Arona Head and Chief Financial Officer of the Managing Member 2020-01-24