0000943663-16-000251.txt : 20160205 0000943663-16-000251.hdr.sgml : 20160205 20160205153901 ACCESSION NUMBER: 0000943663-16-000251 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 EFFECTIVENESS DATE: 20160205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM U.S. Small Cap Fund, LLC CENTRAL INDEX KEY: 0001633417 IRS NUMBER: 471307992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-234285 FILM NUMBER: 161392049 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035484200 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 D/A 1 primary_doc.xml X0707 D/A LIVE 0001633417 AXA IM U.S. Small Cap Fund, LLC 100 WEST PUTNAM AVENUE, 4TH FLOOR GREENWICH CT CONNECTICUT 06830 2035484200 DELAWARE None None Limited Liability Company true 2014 N/A AXA Investment Managers, Inc 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Promoter Managing member of the Issuer ("Managing Member") Xavier Thomin 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Executive Officer of the Managing Member Marcello Arona 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Executive Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-15-000024 true true true false 1000000 Indefinite 0 Indefinite false 0 0 0 0 false AXA IM U.S. Small Cap Fund, LLC /s/ Xavier Thomin Xavier Thomin Executive Officer of the Managing Member 2016-02-05