0001631887-15-000001.txt : 20150130 0001631887-15-000001.hdr.sgml : 20150130 20150130163526 ACCESSION NUMBER: 0001631887-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20150130 DATE AS OF CHANGE: 20150130 EFFECTIVENESS DATE: 20150130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compass Point Financials Fund, LLC CENTRAL INDEX KEY: 0001631887 IRS NUMBER: 471561598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-233206 FILM NUMBER: 15563496 BUSINESS ADDRESS: STREET 1: 3000 K ST., NW SUITE 340 CITY: WASHINGTON STATE: DC ZIP: 20007 BUSINESS PHONE: 202-548-8359 MAIL ADDRESS: STREET 1: 3000 K ST., NW SUITE 340 CITY: WASHINGTON STATE: DC ZIP: 20007 D 1 primary_doc.xml X0707 D LIVE 0001631887 Compass Point Financials Fund, LLC 3000 K ST., NW SUITE 340 WASHINGTON DC DISTRICT OF COLUMBIA 20007 202-548-8359 DELAWARE None None Limited Liability Company true 2014 Scott Eric Dreyer 1671 31st Street, NW Washington DC DISTRICT OF COLUMBIA 20007 Executive Officer Mr. Dreyer is the Managing Member of Compass Point Fund Management, LLC, the General Partner of the Issuer. Christopher Allen Nealon 20872 Needlepine Court Ashburn VA VIRGINIA 20147 Executive Officer Mr. Nealon is the Chief Operating Officer of Compass Point Fund Management, LLC, the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 false 2015-01-05 true true false 100000 Compass Point Research & Trading, LLC 126258 None None 3000 K St., NW Suite 340 Washington DC DISTRICT OF COLUMBIA 20007 All States false Indefinite 5500000 Indefinite false 3 0 0 0 Customary management fees will be paid to Compass Point Asset Management, LLC, the investment adviser to the Issuer, which is controlled in part by Mr. Dreyer listed in Item 3 above. false Compass Point Financials Fund, LLC Christopher A. Nealon Christopher A. Nealon Chief Operating Officer of the General Partner of the Issuer 2015-01-30