0001631067-21-000001.txt : 20210212 0001631067-21-000001.hdr.sgml : 20210212 20210212133642 ACCESSION NUMBER: 0001631067-21-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Rock Fund, Ltd CENTRAL INDEX KEY: 0001631067 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-232569 FILM NUMBER: 21625287 BUSINESS ADDRESS: STREET 1: 190 ELGIN AVENUE STREET 2: GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 345-946-7412 MAIL ADDRESS: STREET 1: 190 ELGIN AVENUE STREET 2: GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 D/A 1 primary_doc.xml X0708 D/A LIVE 0001631067 North Rock Fund, Ltd Walkers Corporate Limited Cayman Corporate Centre 27 Hospital Road George Town, Grand Cayman E9 CAYMAN ISLANDS KY1-9008 3458147685 CAYMAN ISLANDS None None Other exempted company true N/A North Rock Capital Management, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Investment Manager N/A Lighthouse Investment Partners, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Owner of IM N/A North Rock Fund, L.P. 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Parallel fund/affiliated U.S. fund Sean G. McGould 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director President & Co-Chief Investment Officer of IM and Lighthouse Kelly R. Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director Co-Chief Investment Officer of IM and Lighthouse Robert P. Swan, III 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director COO of IM and Lighthouse J. Scott Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Executive Managing Director of IM and Lighthouse Barry McGrath Carriag Breac House, Old Carrickbrack Rd Baily, Howth Co. Dublin L2 IRELAND F92YC56 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001631067-20-000001 2017-06-14 true true true false 100000 CAIS Capital LLC 154512 None None 527 Madison Avenue, 2nd Floor New York NY NEW YORK 10022 All States false CaiGin International (HK) Ltd. None None None Building 4, Room 901 Time International, Chaoyang Dist Beijing F4 CHINA 100027 true Creuza International Ltd. None None None One Bay Street, Suite 200B, 2nd Floor Centre of Commerce, P.O. Box N-3944 Nassau C5 BAHAMAS 00000 true Indefinite 64792428 Indefinite The Total Amount Sold herein reflects the net assets value of the Issuer as of 12/31/20. false 26 0 true 0 true Placement agents may receive an upfront placement fee based on amount invested by shareholders they introduce to the fund. Placement agents may also receive from the IM a portion of the Management Fee on an ongoing basis. 0 true IM is entitled to a management fee at a monthly rate of 0.166% (2.0% annually) of capital month-end net asset value of each member's participating shares. false North Rock Fund, Ltd Robert Swan III Robert Swan III Director of North Rock Fund, Limited 2021-02-12