0001631067-19-000001.txt : 20190215 0001631067-19-000001.hdr.sgml : 20190215 20190215131741 ACCESSION NUMBER: 0001631067-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Rock Fund, Ltd CENTRAL INDEX KEY: 0001631067 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-232569 FILM NUMBER: 19610754 BUSINESS ADDRESS: STREET 1: 190 ELGIN AVENUE STREET 2: GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 345-946-7412 MAIL ADDRESS: STREET 1: 190 ELGIN AVENUE STREET 2: GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 D/A 1 primary_doc.xml X0708 D/A LIVE 0001631067 North Rock Fund, Ltd 190 ELGIN AVENUE GEORGE TOWN GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9005 345-946-7412 CAYMAN ISLANDS None None Other exempted company true 2015 N/A North Rock Capital Management, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Investment Manager N/A Lighthouse Investment Partners, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Owner of IM N/A North Rock Fund, L.P. 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Parallel fund/affiliated U.S. fund Sean G. McGould 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director President & Co-Chief Investment Officer of IM and Lighthouse Kelly R. Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director Co-Chief Investment Officer of IM and Lighthouse Robert P. Swan, III 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director COO of IM and Lighthouse J. Scott Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Executive Managing Director of IM and Lighthouse Barry McGrath Carriag Breac House, Old Carrickbrack Rd Baily, Howth Co. Dublin L2 IRELAND F92YC56 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001631067-18-000003 2017-06-14 true true true false 100000 Indefinite 357121 Indefinite The Total Amount Sold herein reflects the net assets value of the Issuer as of 12/31/18. false 2 0 true 0 true Placement agents may receive an upfront placement fee based on amount invested by shareholders they introduce to the fund. Placement agents may also receive from the IM a portion of the Management Fee on an ongoing basis. 0 true IM is entitled to a management fee at a monthly rate of 0.166% (2.0% annually) of capital month-end net asset value of each member's participating shares. false North Rock Fund, Ltd Rob Swan Robert Swan III Director of North Rock Fund, Limited 2019-02-15