0000905148-26-002691.txt : 20260527 0000905148-26-002691.hdr.sgml : 20260527 20260527142512 ACCESSION NUMBER: 0000905148-26-002691 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20260527 DATE AS OF CHANGE: 20260527 EFFECTIVENESS DATE: 20260527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: North Rock Fund, L.P. CENTRAL INDEX KEY: 0001630948 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-232391 FILM NUMBER: 261025280 BUSINESS ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 5617410820 MAIL ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 D/A 1 primary_doc.xml X0708 D/A LIVE 0001630948 North Rock Fund, L.P. 3801 PGA Blvd. Suite 604 Palm Beach Gardens FL FLORIDA 33410 561-741-0820 DELAWARE None None Limited Partnership true n/a North Rock Capital Management, LLC 3801 PGA Blvd. Suite 604 Palm Beach Gardens FL FLORIDA 33410 Executive Officer General Partner and Investment Manager n/a Lighthouse Investment Partners, LLC 3801 PGA Blvd. Suite 604 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Owner of the General Partner and Investment Manager Sean G. McGould 3801 PGA Blvd. Suite 604 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Benjamin C. Browning 437 Madison Avenue 33rd Floor - Suite 3303 New York NY NEW YORK 10022 Executive Officer Robert P. Swan, III 3801 PGA Blvd. Suite 604 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Kelly R. Perkins 3801 PGA Blvd. Suite 604 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001630948-25-000005 2015-01-01 true true false 1000000 JP Morgan Securities LLC 79 None None 270 Park Avenue New York NY NEW YORK 10017 All States false Raymond James and Associates, Inc. 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false CAIS Capital LLC 154512 None None 527 Madison Avenue 2nd Floor New York NY NEW YORK 10022 All States false Bradesco Investments Inc. 19453 None None 3011 Ponce de Leon Blvd. PH1 Coral Gables FL FLORIDA 33134 AZ ARIZONA CA CALIFORNIA CO COLORADO DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA PR PUERTO RICO SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WY WYOMING false Wells Fargo Clearing Service, LLC 19616 None None One North Jefferson Avenue Mail Code: H0004-05G St. Louis MO MISSOURI 63103 All States false Raymond James Financial Services, Inc. 6694 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Ashton Thomas Securities, LLC 16629 None None 200 Canal View Blvd Suite 204 Rochester NY NEW YORK 14624 All States false Indefinite 1277630411 Indefinite false 1127 1217902 true 0 Sales commissions reflect estimated fees paid in calendar year 2025 and thereafter. 0 false North Rock Fund, L.P. Kelly R. Perkins Kelly R. Perkins CIO of General Partner and Investment Manager 2026-05-27