0001630786-26-000003.txt : 20260731 0001630786-26-000003.hdr.sgml : 20260731 20260731130050 ACCESSION NUMBER: 0001630786-26-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260731 DATE AS OF CHANGE: 20260731 EFFECTIVENESS DATE: 20260731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shape Memory Medical Inc. CENTRAL INDEX KEY: 0001630786 ORGANIZATION NAME: EIN: 263929045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-591040 FILM NUMBER: 261227211 BUSINESS ADDRESS: STREET 1: 1321 RIDDER PARK DRIVE, SUITE 10 CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: (408) 649-5175 MAIL ADDRESS: STREET 1: 1321 RIDDER PARK DRIVE, SUITE 10 CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: DEP Shape Memory Therapeutics, Inc. DATE OF NAME CHANGE: 20150114 D/A 1 primary_doc.xml X0708 D/A LIVE 0001630786 Shape Memory Medical Inc. 1321 RIDDER PARK DRIVE, SUITE 10 SAN JOSE CA CALIFORNIA 95131 (408) 649-5175 DELAWARE DEP Shape Memory Therapeutics, Inc. Corporation true Edward F. Ruppel, Jr 1321 RIDDER PARK DRIVE, SUITE 10 San Jose CA CALIFORNIA 95131 Executive Officer Director Thomas Thaler 1321 RIDDER PARK DRIVE, SUITE 10 San Jose CA CALIFORNIA 95131 Director Michael Henson 1321 RIDDER PARK DRIVE, SUITE 10 San Jose CA CALIFORNIA 95131 Executive Officer Director Duncan Maitland 1321 RIDDER PARK DRIVE, SUITE 10 San Jose CA CALIFORNIA 95131 Director Thom Rasche 1321 RIDDER PARK DRIVE, SUITE 10 San Jose CA CALIFORNIA 95131 Director Carolyn M. Bruguera 1321 RIDDER PARK DRIVE, SUITE 10 San Jose CA CALIFORNIA 95131 Executive Officer Other Health Care Decline to Disclose 06b true 0001630786-26-000002 2026-07-02 true true true true false 25000 10000000 6912400 3087600 Note and Warrant Financing false 16 0 0 0 false Shape Memory Medical Inc. /s/ Edward F. Ruppel, Jr. Edward F. Ruppel, Jr. Chief Executive Officer 2026-07-31